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Comments for Proposed Rule 77 FR 67866

Proposed Rule  77 FR 67866  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Open Date: 11/14/2012
Closing Date: 1/14/2013
See also:
78 FR 4093 ,  1/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 68506 ,  11/14/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

79 FR 14174 ,  3/13/2014  //  Open PDF Version PDF Version

17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 26831 ,  5/12/2014  //  Open PDF Version PDF Version

17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

79 FR 44125 ,  7/30/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

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 148 items in 15 pages
02/15/201378 FR 4093AlexanderBroderickNew York Portfolio Clearing, LLC
02/22/201378 FR 4093TimBuckleyVanguard
01/14/201377 FR 67866TracyBurnsPFG, Compass FX
02/21/201378 FR 4093TimothyCameronSIFMA Asset Management Group
12/17/201277 FR 67866MichaelCarmichael 
12/17/201277 FR 67866TedCartern/a
12/18/201277 FR 67866RodericCastorPersonal account
01/09/201377 FR 67866ClareColreavy 
01/08/201377 FR 67866Ex ParteCommunicationPremier Metal Services, LLC
01/23/201377 FR 67866Ex ParteCommunicationMorgan Stanley