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Comments for Proposed Rule 77 FR 11345

Proposed Rule  77 FR 11345  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

Open Date: 2/24/2012
Closing Date: 4/24/2012
See also:
78 FR 52308 ,  8/22/2013  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

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 68 items in 7 pages
04/17/201277 FR 11345TimothyKellyMolto Capital LLC
04/17/201277 FR 11345StuartVaughnFremont Group
04/17/201277 FR 11345JillKoosmannHRK Group, Inc.
04/18/201277 FR 11345JamesReynoldsJames E. Reynolds
04/18/201277 FR 11345J.T.KingNonami Enterprises, Inc.
04/18/201277 FR 11345MartinLybeckerPerkins Coie LLP
04/18/201277 FR 11345JohnKauffmanThe Northern Trust Company
04/19/201277 FR 11345DavidMartinFoster Holdings, Inc.
04/19/201277 FR 11345JuliusGiarmarcoGiarmrco, Mullins & Horton, P.C.
04/20/201277 FR 11345DanielDanelloVenable LLP