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Comments for Proposed Rule 76 FR 47529

Proposed Rule  76 FR 47529  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction

Open Date: 8/5/2011
Closing Date: 9/30/2011
See also:
76 FR 45730 ,  8/1/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 39 Customer Clearing Documentation and Timing of Acceptance for Clearing

77 FR 21278 ,  4/9/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, 37, 38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management

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 58 items in 6 pages
10/11/201176 FR 45730DavidMossD. E. Shaw group
10/11/201176 FR 45730IanAxeLCH.Clearnet Group Limited
10/07/201176 FR 45730DavidKellyUBS Securities LLC
10/07/201176 FR 45730JeffreyGoreWells Fargo Securities (WFS)
10/05/201176 FR 45730MichaelSharpJefferies & Company, Inc.
09/30/201176 FR 45730WarrenDavisSutherland Asbill & Brennan LLP, on behalf of the Federal Home Loan Banks
09/30/201176 FR 45730KennethMonahanVizier Ltd.
09/30/201176 FR 45730AdamCooperCitadel LLC
09/30/201176 FR 45730DeborahForbesThe Committee on Investment of Employee Benefit Assets
09/30/201176 FR 47529ChrisKoppenhefferJavelin Capital Markets, LLC