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Comments for Proposed Rule 78 FR 75680

Proposed Rule  78 FR 75680  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

Open Date: 12/12/2013
Closing Date: 2/10/2014
See also:
78 FR 76787 ,  12/19/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 37973 ,  7/3/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/9/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 200 ,  1/5/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

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 635 items in 13 pages
07/13/201681 FR 38458ToddKempNational Grain and Feed Association
07/13/201681 FR 38458RussellWassonNational Rural Electric Cooperative Association American Public Power Association
07/13/201681 FR 38458MichaelaBurroughsAmerican Gas Association
07/13/201681 FR 38458PaigeLockettEDF Trading North America, LLC
07/13/201681 FR 38458WilliamShieldsWholesale Markets Brokers Association, Americas
07/13/201681 FR 38458LauraMartinSIFMA AMG
07/13/201681 FR 38458MeghanGruebnerSutherland Asbill & Brennan LLP on behalf of The Commercial Energy Working Group
07/13/201681 FR 38458AnitaHerreraNodal Exchange, LLC
07/13/201681 FR 38458PhillipLookadooInternational Energy Credit Association
07/13/201681 FR 38458KevinBattehCommodity Markets Council
07/13/201681 FR 38458SteveSuppanInstitute for Agriculture and Trade Policy
07/13/201681 FR 38458JamesColluraPetroleum Marketers Association of American and the New England Fuel Institute
07/13/201681 FR 38458MarcusStanleyAmericans for Financial Reform
07/14/201681 FR 38458RobertRutkowski 
07/14/201681 FR 38458RobertRutkowski 
07/18/201681 FR 38458UnknownUnknownNational Cotton Council of America (NCC), American Cotton Shippers Association (ACSA), and Amcot
07/26/201680 FR 10022Ex ParteCommunicationCME
07/28/201678 FR 75680Ex ParteCommunicationSIFMA AMG


BlackRock


Goldman Sachs Asset Management
09/01/201681 FR 38458KathleenCroninCME Group Inc.
09/01/201681 FR 38458UnknownUnknownIntercontinental Exchange (ICE)
09/12/201681 FR 38458KathleenCroninCME Group Inc. (CME Group)
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/15/201681 FR 38458UnknownUnknownCME Group Inc.
09/19/201680 FR 10022Ex ParteCommunicationDelta Strategy Group
09/19/201680 FR 10022Ex ParteCommunicationManaged Funds Association; Millennium Management LLC; PDT Partners, LLC; and Delta Strategy Group
09/20/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
09/28/201681 FR 38458KaraDuttaIntercontinental Exchange Inc. (ICE)
09/29/201681 FR 38458WaltLukkenFutures Industry Association (FIA)
09/29/201680 FR 10022Ex ParteCommunicationNodal Exchange/Nodal Clear Management Team
10/18/201680 FR 10022Ex ParteCommunicationCME
11/02/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/08/201681 FR 38458LayneCarlsonMinneapolis Grain Exchange (MGE)
11/15/201680 FR 10022Ex ParteCommunicationIntercontinental Exchange (ICE)
11/30/201680 FR 10022Ex ParteCommunicationThe Andersons Inc.; Wells Fargo Securities LLC; Bunge North America Inc.; Team Marketing Alliance; CGB Enterprises; Perdue Agribusiness; Archer Daniels Midland Co. and National Grain and Feed Association
03/11/202178 FR 75680JamesLardnerAmericans for Financial Reform and more than 13,000 individual signers (list of names attached)