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Comments for Proposed Rule 75 FR 80174

Proposed Rule  75 FR 80174  //  Open PDF Version PDF Version

17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

Open Date: 12/21/2010
Closing Date: 2/22/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 30596 ,  5/23/2012  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Part 1; Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''

77 FR 39626 ,  7/5/2012  //  Open PDF Version PDF Version

 17 CFR Part 1 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Correction

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 1095 items in 110 pages
10/05/201175 FR 80174Ex ParteCommunicationNational Rural Utilities Cooperative Finance Corporation (NRU CFC)


Russell & Barron
10/11/201175 FR 80174Antonio Sainzde VicunaEuropean Central Bank
10/12/201175 FR 80174Ex ParteCommunicationKreditanstalt für Wiederaufbau (KfW)


Sullivan & Cromwell LLP
10/13/201175 FR 80174Ex ParteCommunicationABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
10/17/201175 FR 80174RichardWhitingFinancial Services Roundtable
10/19/201175 FR 80174Ex ParteCommunicationSchulte, Roth & Zabel
10/19/201175 FR 80174Ex ParteCommunicationThe Financial Services Roundtable
BB&T
Capital One
CIT Capital Markets
CIT Group
FTN Financial/First Tennessee Bank
Toyota Financial
Union Bank
US Bank
Arnold & Porter
Latham & Watkins
10/20/201175 FR 80174Ex ParteCommunicationSchulte, Roth & Zabel
10/31/201175 FR 80174CharlesConnerNational Council of Farmer Cooperatives (NCFC)
11/02/201175 FR 80174Ex ParteCommunicationWorking Group of Commercial Energy Firms