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Comments for Proposed Rule 77 FR 8332

Proposed Rule  77 FR 8332  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds

Open Date: 2/14/2012
Closing Date: 4/16/2012
See also:
79 FR 5808 ,  1/31/2014  //  Open PDF Version PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds

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 399 items in 40 pages
02/28/201277 FR 8332MichaelSacksGrosvenor Capital Management, L.P.
02/28/201277 FR 8332JohnRogersThe Goldman Sachs Group, Inc.
02/28/201277 FR 8332JohnRogersThe Goldman Sachs Group, Inc.
02/29/201277 FR 8332Jay SonYoongNational Australia Bank / MLC
02/29/201277 FR 8332DavidNasonGeneral Electric Company & GE Capital
02/29/201277 FR 8332JamesRoselleThe Northern Trust Company
02/29/201277 FR 8332RussellWassonNational Rural Electric Cooperative Association
02/29/201277 FR 8332DarrenTrigonoplosAmerican International Group, Inc.
02/29/201277 FR 8332GailJanenschWesthill,, a Stamford (CT) public high school Civics Teacher Retired
03/01/201277 FR 8332AnnaLarrisAlternative Investment Management Association