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Comments for Proposed Rule 75 FR 75432

Proposed Rule  75 FR 75432  //  Open PDF Version PDF Version

17 CFR Parts 23 and 190 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Open Date: 12/3/2010
Closing Date: 2/1/2011
Extended Date: 6/3/2011
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 66621 ,  11/6/2013  //  Open PDF Version PDF Version

17 CFR Parts 23 and 190 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

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 53 items in 6 pages
02/19/201375 FR 75432Ex ParteCommunicationNomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
01/03/201275 FR 75432Ex ParteCommunicationLCH.Clearnet
08/31/201175 FR 75432ThomasSextonNational Futures Associaton (NFA)
07/14/201176 FR 25274Ex ParteCommunicationCHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/15/201176 FR 25274ErnestEdselACM Capital Management
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation