Comments for Proposed Rule 89 FR 4706
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Proposed Rule
89 FR 4706
//
PDF Version
17 CFR Parts 1 and 23 Operational
Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major
Swap Participants
Open Date:
12/18/2023
Closing Date:
3/2/2024
Extended Date:
4/1/2024
See also:
89 FR 14007
,
2/26/2024
//
PDF Version
17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
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| 03/28/2024 | 89 FR 4706 | Chris | Barnard | |
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| 06/14/2024 | 89 FR 4706 | Ex Parte | Communication | Securities Industry and Financial Markets Association (SIFMA)
Global Financial Markets Association (GFMA)
Institute of International Bankers (IIB)
Futures Industry Association (FIA)
Debevoise & Plimpton LLP (Debevoise & Plimpton)
Bank of America NA (Bank of America)
JP Morgan Chase Bank NA (JP Morgan)
Bank of Nova Scotia (Scotia)
State Street Bank and Trust Company (State Street) |
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| 08/28/2024 | 89 FR 4706 | Ex Parte | Communication | GFMA
IIB
FIA
SIFMA
BPI |
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| 10/21/2024 | 89 FR 4706 | Ex Parte | Communication | Global Financial Markets Association
Sullivan & Cromwell LLP
Securities Industry and Financial Markets Assocation |
|
| 07/17/2024 | 89 FR 4706 | Ex Parte | Communication | Securities Industry and Financial Markets Association (SIFMA)
Global Financial Markets Association (GFMA)
Institute of International Bankers (IIB)
Futures Industry Association (FIA)
Debevoise & Plimpton LLP (Debevoise & Plimpton) |
|
| 07/29/2024 | 89 FR 4706 | Ex Parte | Communication | Securities Industry and Financial Markets Association (SIFMA)
Sullivan & Cromwell LLP |
|
| 08/02/2024 | 89 FR 4706 | Ex Parte | Communication | Securities Industry and Financial Markets Association (SIFMA)
Sullivan & Cromwell LLP |
|
| 09/09/2024 | 89 FR 14007 | Ex Parte | Communication | Sullivan & Cromwell
Securities Industry and Financial Markets Association (SIFMA)
Institute of International Bankers (IIB)
Banking Policy Institute (BPI)
|
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| 04/01/2024 | 89 FR 4706 | Tabitha | Edgens | Bank Policy Institute |
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| 04/01/2024 | 89 FR 4706 | Cantrell | Dumas | Better Markets |
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