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Comments for Proposed Rule 77 FR 43968

Proposed Rule  77 FR 43968  //  Open PDF Version PDF Version

17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Open Date: 7/26/2012
Closing Date: 9/24/2012
See also:
78 FR 69178 ,  11/18/2013  //  Open PDF Version PDF Version

17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

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09/24/201277 FR 43968SheilaBailey-WaddellJPMorgan Chase & Co BNY Mellon Corp. Citigroup, Inc. Wells Fargo & Co Bank of America Corp HSBC North America Holdings Goldman Sachs Group, Inc. U.S. Bancorp PNC Financial Services Group, Inc.
08/03/201277 FR 43968Ex ParteCommunicationFIA
08/16/201277 FR 43968Ex ParteCommunicationFIA
08/21/201277 FR 43968Ex ParteCommunicationFIA
09/04/201277 FR 43968Ex ParteCommunicationFIA
10/12/201277 FR 43968AudreyHirschfeldICE Futures US (IFUS)
09/24/201277 FR 43968TimothyMcDermottNorth American Derivatives Exchange, Inc.
10/16/201277 FR 43968JamesMoranCME Group
09/21/201277 FR 43968ronTroncattynone
08/09/201277 FR 43968SheilaWaddellJohn Hazelwood Estate (publicly administered by Federal agencies and financial agents).