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Comments for Proposed Rule 77 FR 41110

Proposed Rule  77 FR 41110  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

Open Date: 7/12/2012
Closing Date: 8/13/2012
See also:
78 FR 858 ,  1/7/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Final Exemptive Order Regarding Compliance With Certain Swap Regulations

78 FR 45292 ,  7/26/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations

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 31 items in 4 pages
03/13/201378 FR 858Ex ParteCommunicationBP
02/19/201378 FR 858Ex ParteCommunicationNomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
02/19/201377 FR 41110Ex ParteCommunicationNomura


RBC


Deutsche Bank


Natisis Commodity Markets


Citigroup


BP


Newedge


Goldman Sachs


ICAP


ICE Futures Europe


CME Europe


Nasdaq OMX


LME


LCH Clearnet


UBS


Jefferies


BNP Paribas


Mizuho Securities USA


FOA


US Embassy
12/17/201277 FR 41110WaltLukkenFutures Industry Association (FIA), Institute of International Bankers (IIB), and Securities Industry and Financial Markets Association (SIFMA)
10/10/201277 FR 41110FredPucciAustralia and New Zealand Banking Group Limited (ANZ)
08/27/201277 FR 41110K.C.ChanSecretary for Financial Services and the Treasury of the Hong Kong Special Administrative Region (HKSAR)
08/24/201277 FR 41110JonathanFaullEuropean Commission (EC)
08/24/201277 FR 41110DavidLawtonFinancial Services Authority (UK)
08/16/201277 FR 41110EdwardRosenBank of America Merrill Lynch, Barclays Capital, BNP Paribas, Citi, Crédit Agricole Corporate and Investment Bank, Credit Suisse Securities (USA), Deutsche Bank AG, HSBC, Morgan Stanley, Standard Chartered Bank, UBS AG, Wells Fargo & Company
08/14/201277 FR 41110Americansfor Financial ReformAmericans for Financial Reform