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Sunshine Act Announcements

Date
Sunshine Act Announcements
12/11/2023

Sunshine Act Meetings: December 13, 2023  //  Open PDF Version PDF Version

Open Commission Meeting December 13, 2023; Matters to be Considered: Proposed Rules and a Derivatives Clearing Organization Registration Application.

12/8/2023

Sunshine Act Meetings: December 15, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting December 15, 2023; Matters to be Considered: Enforcement matters.

11/9/2023

Sunshine Act Meetings: November 17, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting November 17, 2023; Matters to be Considered: Examinations and enforcement matters.

11/3/2023

Sunshine Act Meetings: November 1, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.

See also:
Sunshine Act Meetings: November 1, 2023 ,  10/30/2023  //  Open PDF Version PDF Version

Open Commission Meeting November 1, 2023; Matters to be Considered:  The Commodity Futures Trading Commission (Commission or CFTC) will hold this meeting to consider the following matter: Proposed Rule: Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations.

10/30/2023

Sunshine Act Meetings: November 1, 2023  //  Open PDF Version PDF Version

Open Commission Meeting November 1, 2023; Matters to be Considered:  The Commodity Futures Trading Commission (Commission or CFTC) will hold this meeting to consider the following matter: Proposed Rule: Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations.

10/13/2023

Sunshine Act Meetings: October 20, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting October 20, 2023; Matters to be Considered: Enforcement matters.

9/22/2023

Sunshine Act Meetings: September 29, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 29, 2023; Matters to be Considered: Enforcement matters.

9/15/2023

Sunshine Act Meetings: September 22, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 22, 2023; Matters to be Considered: Enforcement matters.

9/12/2023

Sunshine Act Meetings: September 8, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: September 8, 2023 ,  9/1/2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.

9/8/2023

Sunshine Act Meetings: September 15, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 15, 2023; Matters to be Considered: Enforcement matters.

9/1/2023

Sunshine Act Meetings: September 8, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.

See also:
Sunshine Act Meetings: September 8, 2023 ,  9/12/2023  //  Open PDF Version PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

8/29/2023

Sunshine Act Meetings: August 25, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: August 25, 2023 ,  8/18/2023  //  Open PDF Version PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.

8/18/2023

Sunshine Act Meetings: August 25, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.

See also:
Sunshine Act Meetings: August 25, 2023 ,  8/29/2023  //  Open PDF Version PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

8/4/2023

Sunshine Act Meetings: August 11, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting August 11, 2023; Matters to be Considered: Enforcement Matters.

8/2/2023

Sunshine Act Meetings: July 28, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: July 28, 2023 ,  7/21/2023  //  Open PDF Version PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.

7/24/2023

Sunshine Act Meetings: July 26, 2023  //  Open PDF Version PDF Version

Open Commission Meeting July 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Final Rule: Reporting and Information Requirements for Derivatives Clearing Organizations; Proposed Rule: Swap Confirmation Requirements for Swap Execution Facilities; Proposed Rule: Amendments to Provisions Common to Registered Entities; and Proposed Rule: Amendments to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Seeded Funds and Money Market Funds).

7/21/2023

Sunshine Act Meetings: July 28, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.

See also:
Sunshine Act Meetings: July 28, 2023 ,  8/2/2023  //  Open PDF Version PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

7/7/2023

Sunshine Act Meetings: July 14, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting July 14, 2023; Matters to be Considered: Enforcement Matters.

6/30/2023

Sunshine Act Meetings: June 30, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting June 30, 2023: Matters to be Considered: Enforcement matters. CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: June 30, 2023 ,  6/23/2023  //  Open PDF Version PDF Version

Closed Commission Meeting: June 30, 2023; Enforcement matters.

6/28/2023

Sunshine Act Meetings: June 26, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: June 26, 2023 ,  6/22/2023  //  Open PDF Version PDF Version

Open Commission Meeting June 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the commencement of a 90-day review, pursuant to CFTC Regulation 40.11(c), of KalshiEX, LLC congressional control contracts.

6/23/2023

Sunshine Act Meetings: June 30, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: June 30, 2023; Enforcement matters.

See also:
Sunshine Act Meetings: June 30, 2023 ,  6/30/2023  //  Open PDF Version PDF Version

Closed Commission Meeting June 30, 2023: Matters to be Considered: Enforcement matters. CHANGES IN THE MEETING: The meeting has been canceled.

6/22/2023

Sunshine Act Meetings: June 26, 2023  //  Open PDF Version PDF Version

Open Commission Meeting June 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the commencement of a 90-day review, pursuant to CFTC Regulation 40.11(c), of KalshiEX, LLC congressional control contracts.

See also:
Sunshine Act Meetings: June 26, 2023 ,  6/28/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

6/5/2023

Sunshine Act Meetings: June 7, 2023  //  Open PDF Version PDF Version

Open Commission Meeting June 7, 2023; Matters to be Considered: Final Rule: Governance Requirements for Derivatives Clearing Organizations;  Proposed Rule: Derivatives Clearing Organizations Recovery and Orderly Wind-down Plans;  Proposed Rule: Amendments to Part 17 Large Trader Reporting Requirements;  Proposed Order/Request for Comments: European Union Non-Bank Swap Dealer Capital Comparability Determination; and Amendment to DCO Order of Registration: Cboe Clear Digital, LLC.

5/17/2023

Sunshine Act Meetings: May 24, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: May 24, 2023; Examinations and enforcement matters.

4/11/2023

Sunshine Act Meetings: April 19, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: April 19, 2023; Enforcement matters.

3/28/2023

Sunshine Act Meetings: March 24, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 24, 2023; Matters relating to the Commission’s retention of outside counsel.

3/17/2023

Sunshine Act Meetings: March 21, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

See also:
Sunshine Act Meetings: March 21, 2023 ,  3/15/2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

3/15/2023

Sunshine Act Meetings: March 21, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

See also:
Sunshine Act Meetings: March 21, 2023 ,  3/17/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

2/17/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/10/2023  //  Open PDF Version PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

2/14/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/8/2023  //  Open PDF Version PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

2/10/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/17/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

2/8/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/14/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.