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Sunshine Act Announcements

Date
Sunshine Act Announcements
12/6/2018

Sunshine Act Meeting: December 13, 2018  //  Open PDF Version PDF Version

Closed Commission Meeting December 13, 2018; Matters to be Considered: Examinations.

10/23/2018

Sunshine Act Meeting: November 5, 2018  //  Open PDF Version PDF Version

Open Commission Meeting November 5, 2018; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Final Rule Amending the De Minimis Exception to the Swap Dealer Definition; Proposed Rule on Amendments to Regulations on Swap Execution Facilities and the Trade Execution Requirement; and Request for Comment regarding the Practice of ``Post-Trade Name Give-Up'' on Swap Execution Facilities.

9/25/2018

Sunshine Act Meeting: September 27, 2018  //  Open PDF Version PDF Version

Open Commission Meeting September 27, 2018; Matters to be Considered: Proposed Rule Amending Registration and Compliance Obligations for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs); Fintech Cooperation Arrangement(s); and Paperwork Reduction Act delegation to the Secretary of the Commission.

9/20/2018

Sunshine Act Meeting: September 26, 2018  //  Open PDF Version PDF Version

Closed Commission Meeting September 26, 2018; Matters to be Considered:  Examinations and enforcement matters.

9/14/2018

Sunshine Act Meeting: September 14, 2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.

See also:
Sunshine Act Meeting: September 14, 2018 ,  9/10/2018  //  Open PDF Version PDF Version

Closed Commission Meeting September 14, 2018; Matters to be Considered: Enforcement matters.

Sunshine Act Meeting: September 14, 2018 ,  9/13/2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now be held at 9:30 a.m. on Friday, September 14, 2018.

9/13/2018

Sunshine Act Meeting: September 14, 2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now be held at 9:30 a.m. on Friday, September 14, 2018.

See also:
Sunshine Act Meeting: September 14, 2018 ,  9/10/2018  //  Open PDF Version PDF Version

Closed Commission Meeting September 14, 2018; Matters to be Considered: Enforcement matters.

Sunshine Act Meeting: September 14, 2018 ,  9/14/2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.

9/10/2018

Sunshine Act Meeting: September 14, 2018  //  Open PDF Version PDF Version

Closed Commission Meeting September 14, 2018; Matters to be Considered: Enforcement matters.

See also:
Sunshine Act Meeting: September 14, 2018 ,  9/13/2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now be held at 9:30 a.m. on Friday, September 14, 2018.

Sunshine Act Meeting: September 14, 2018 ,  9/14/2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.

5/31/2018

Sunshine Act Meeting: June 4, 2018  //  Open PDF Version PDF Version

Open Commission Meeting June 4, 2018: Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters:

- Final Rule making Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters;
- Proposed Rule on Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule);
- Proposed Rule on Amendments to Swap Dealer Registration De Minimis Exception; and
- Establishment of Subcommittees for the CFTC Technology Advisory Committee.


4/19/2018

Sunshine Act Meeting: April 20, 2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now be held at 9:45 a.m. on Friday, April 20, 2018.

See also:
Sunshine Act Meeting: April 20, 2018 ,  4/13/2018  //  Open PDF Version PDF Version

Closed Commission Meeting April 20, 2018; Matters to be Considered: Examinations matters.

4/13/2018

Sunshine Act Meeting: April 20, 2018  //  Open PDF Version PDF Version

Closed Commission Meeting April 20, 2018; Matters to be Considered: Examinations matters.

See also:
Sunshine Act Meeting: April 20, 2018 ,  4/19/2018  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now be held at 9:45 a.m. on Friday, April 20, 2018.

3/2/2018

Sunshine Act Meeting: March 9, 2018  //  Open PDF Version PDF Version

Closed Commission Meeting March 9, 2018; Matters to be Considered: Examinations matters.