Sunshine Act Announcements

Sunshine Act Meetings: January 6, 2012  //   PDF Version

Closed Commission Meeting January 6, 2012; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: January 13, 2012  //   PDF Version

Closed Commission Meeting January 13, 2012; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: January 27, 2012  //   PDF Version

Closed Commission Meeting January 27, 2012; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: January 20, 2012  //   PDF Version

Closed Commission Meeting January 20, 2012; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: January 11, 2012, January 17, 2012, February 9, 2012, and February 23, 2012  //   PDF Version

Open Commission Meetings January 11, 2012, January 17, 2012, February 9, 2012, and February 23, 2012; Matters to be Considered: The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of
proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

Sunshine Act Meetings December 5, 2011, December 20, 2011, and January 5, 2012  //   PDF Version

Open Commission Meetings December 5, 2011, December 20, 2011, and January 5, 2012; Matters to be Considered: The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings. The agenda
for the December 5, 2011 meeting was posted on the Commission's Web site at http://www.cftc.gov seven (7) days prior to the meeting. The agenda for the December 20, 2011 meeting will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

Sunshine Act Meetings: December 2, 2011  //   PDF Version

Closed Commission Meeting December 2, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: December 2, 2011  //   PDF Version

Closed Commission Meeting December 2, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: December 9, 2011  //   PDF Version

Closed Commission Meeting December 9, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: December 16, 2011  //   PDF Version

Closed Commission Meeting December 16, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: December 23, 2011  //   PDF Version

Closed Commission Meeting December 23, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: November 9, 2011  //   PDF Version

Closed Commission Meeting November 9, 2011; Matters to be Considered: Registrant Financial Matters.

Sunshine Act Meeting: November 2, 2011  //   PDF Version

Closed Commission Meeting November 2, 2011; Matters to be Considered: Registrant Financial Matters.

Sunshine Act Meeting: October 31, 2011  //   PDF Version

Closed Commission Meeting October 31, 2011; Matters to be Considered: Registrant Financial Matters.

Sunshine Act Meeting: November 25, 2011  //   PDF Version

Closed Commission Meeting November 25, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: November 4, 2011  //   PDF Version

Closed Commission Meeting November 4, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: November 11, 2011  //   PDF Version

Closed Commission Meeting November 11, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: November 18, 2011  //   PDF Version

Closed Commission Meeting November 18, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: October 7, 2011  //   PDF Version

Closed Commission Meeting October 7, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: October 14, 2011  //   PDF Version

Closed Commission Meeting October 14, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: October 21, 2011  //   PDF Version

Closed Commission Meeting October 21, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: October 28, 2011  //   PDF Version

Closed Commission Meeting October 28, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: September 2, 2011  //   PDF Version

Closed Commission Meeting September 2, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: September 9, 2011  //   PDF Version

Closed Commission Meeting September 9, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: September 16, 2011  //   PDF Version

Closed Commission Meeting September 16, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: September 23, 2011  //   PDF Version

Closed Commission Meeting September 23, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: September 30, 2011  //   PDF Version

Closed Commission Meeting September 30, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meetings: October 4, 2011, October 18, 2011, November 1, 2011 and November 17, 2011  //   PDF Version

Open Commission Meetings October 4, 2011, October 18, 2011, November 1, 2011 and November 17, 2011;  Matters To Be Considered: The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings.  Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

Sunshine Act Meeting: August 5, 2011  //   PDF Version

Closed Commission Meeting August 5, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: August 9, 2011  //   PDF Version

Closed Commission Meeting August 9, 2011; Matters to be Considered: Rule Enforcment Review Meeting.

Sunshine Act Meeting: August 12, 2011  //   PDF Version

Closed Commission Meeting August 12, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: August 19, 2011  //   PDF Version

Closed Commission Meeting August 19, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: August 26, 2011  //   PDF Version

Closed Commission Meeting August 26, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: July 1, 2011  //   PDF Version

Closed Commission Meeting July 1, 2011; Matters to be Considered:  Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meetings: Jul. 7, 2011, Jul. 19, 2011, Aug. 4, 2011, Sept. 8, 2011 and Sept. 22, 2011  //   PDF Version

Open Commission Meetings July 7, 2011, July 19, 2011, August 4, 2011, September 8, 2011 and September 22, 2011; Matters to be Considered:  The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings. Agendas for each of the scheduled meetings will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the times or dates of the meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

Sunshine Act Meeting: July 15, 2011  //   PDF Version

Closed Commission Meeting July 15, 2011: Matters To Be Considered Surveillance and Enforcement Matters. In the event that the times dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meeting: July 22, 2011  //   PDF Version

Closed Commission Meeting July 22, 2011; Matters to be Considered:  Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meeting: July 29, 2011  //   PDF Version

Closed Commission Meeting July 29, 2011: Matters to be Considered:  Surveillance and Enforcement Matters. In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meeting: July 8, 2011  //   PDF Version

Sunshine Act Meeting July 8, 2011:  Matters to be Considered:  Surveillance and Enforcement Matters. In the event that the times
or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meeting: June 14, 2011  //   PDF Version

Open Commission Meeting June 14, 2011:  Matters to be Considered: The Commission has scheduled this meeting for consideration of effective dates of Provisions in the Dodd-Frank Act. The Commission may also consider and vote on dates and times for future meetings. Agendas for each scheduled meeting will be made available to the public and posted on the Commission's Web site at http://www.cftc.gov at least seven (7) days prior to the meeting. In the event that the time or date of the meeting changes, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site.

Sunshine Act Meeting -- Change of Time  //   PDF Version

Closed Commission Meetings May 20, 2011, May 27, 2011, June 3, 2011, June 10, 2011, June 17, 2011 and June 24, 2011; Matters to be Considered: Surveillance and Enforcement Matters.  In the event that the times or dates of these or any future meetings change, an announcement of the change, along with the new time and place of the meeting will be posted on the Commission's Web site at http://www.cftc.gov.

Sunshine Act Meeting: June 3, 2011  //   PDF Version

Closed Commission Meeting June 3, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: June 10, 2011  //   PDF Version

Closed Commission Meeting June 10, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: June 17, 2011  //   PDF Version

Closed Commission Meeting June 17,  2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: June 24, 2011  //   PDF Version

Closed Commission Meeting June 24, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: May 6, 2011  //   PDF Version

Closed Commission Meeting May 6, 2011; Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meeting: May 13, 2011  //   PDF Version

Closed Commission Meeting May 13, 2011:  Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meeting: May 20, 2011  //   PDF Version

Closed Commission Meeting May 20, 2011; Matters to be Considered: Surveillance and Enforcement Matters. NOTICE: This meeting has been moved up to 10 a.m.

Sunshine Act Meeting May 27, 2011  //   PDF Version

Closed Commission Meeting May 27, 2011;  Matters to be Considered: Surveillance and Enforcment Matters.

Sunshine Act Meeting: April 27, 2011  //   PDF Version

Open Commission Meeting April 27, 2011; Matters to be Considered: The Commission has scheduled this meeting to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules. The Commission may also consider and vote on dates and times for future meetings.

Sunshine Act Meetings: March 30, 2011 and April 7, 2011  //   PDF Version

Open Commission Meetings March 30, 2011 and April 7, 2011;  Matters to be Considered: The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules.

Sunshine Act Meeting: March 4, 2011  //   PDF Version

Closed Commission Meeting March 4, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: March 11, 2011  //   PDF Version

Closed Commission Meeting March 11, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: March 18, 2011  //   PDF Version

Closed Commission Meeting March 18, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: March 25, 2011  //   PDF Version

Closed Commission Meeting March 25, 2011; Matters to be Considered: Surveillance and Enforcement Matters.

Sunshine Act Meeting: February 4, 2011  //   PDF Version

Closed Commission Meeting February 4, 2011;  Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meetings: February 11, 2011 and February 24, 2011  //   PDF Version

Open Commission Meetings February 11, 2011 and February 24, 2011; Matters to be Considered:  The Commission has scheduled these meetings to consider various rulemaking matters, including the issuance of proposed rules and the approval of final rules.

Sunshine Act Meeting February 11, 2011  //   PDF Version

Closed Commission Meeting February 11, 2011;  Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meeting: February 18, 2011  //   PDF Version

Closed Commission Meeting February 18, 2011;  Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meeting February 25, 2011  //   PDF Version

Closed Commission Meeting February 25, 2011;  Matters to be Considered:  Surveillance and Enforcement Matters.

Sunshine Act Meeting: January 26, 2011  //   PDF Version

Open Commission Meeting January 26, 2011;  Matters to be Considered:  The Commission has scheduled this meeting to consider the issuance of proposed rules regarding Investment Advisor Reporting under the Dodd-Frank Act.