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Sunshine Act Announcements

Date
Sunshine Act Announcements
9/11/2019

Sunshine Act Meeting: September 16, 2019  //  Open PDF Version PDF Version

Open Commission Meeting: September 16, 2019; Matters to be Considered:  The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Final Rule on Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule); Final Rule on Position Limits and Position Accountability for Security Futures Products; and  Final Rule on Public Rulemaking Procedures (Part 13 Amendments).

9/4/2019

Sunshine Act Meeting: September 04, 2019  //  Open PDF Version PDF Version

Changes In The Meeting: The date of the meeting has changed. This meeting will now be held at 10:00 a.m. on Friday, September 6, 2019.

See also:
Sunshine Act Meeting: September 4, 2019 ,  8/26/2019  //  Open PDF Version PDF Version

Closed Commission Meeting:  September 4, 2019; Matters to be Considered: Enforcement matters.

8/26/2019

Sunshine Act Meeting: September 4, 2019  //  Open PDF Version PDF Version

Closed Commission Meeting:  September 4, 2019; Matters to be Considered: Enforcement matters.

See also:
Sunshine Act Meeting: September 04, 2019 ,  9/4/2019  //  Open PDF Version PDF Version

Changes In The Meeting: The date of the meeting has changed. This meeting will now be held at 10:00 a.m. on Friday, September 6, 2019.

7/8/2019

Sunshine Act Meeting: July 11, 2019  //  Open PDF Version PDF Version

Open Commission Meeting: July 11, 2019; Matters to be Considered: The Commodity Futures Trading Commission will hold this meeting to consider the following matters: Supplemental Proposal on Exemption from Derivatives Clearing Organization Registration; Proposed Rule on Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations; and Proposed Rule on Customer Margin Rules relating to Security Futures.

4/23/2019

Sunshine Act Meeting: April 23, 2019  //  Open PDF Version PDF Version

Changes In The Meeting: The meeting has been cancelled.

See also:
Sunshine Act Meeting: April 23, 2019 ,  4/17/2019  //  Open PDF Version PDF Version

Open Commission Meeting: April 23, 2019; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Notice of Proposed Rulemaking Regarding Amendments to Commission Regulations on Certain Swap Data Repository and Swap Data Reporting Requirements; Notice of Proposed Rulemaking Regarding Amendments to Derivatives Clearing Organization General Provisions and Core Principles; Comparability Determination for the United Kingdom: Certain Requirements Applicable to Swap Dealers and Major Swap Participants under U.K. Law following a No-Deal Brexit; Final Rule Amending Commission Regulations to Conform to FAST Act Provisions on Privacy of Consumer Financial Information; and Certification of the NIFTY 50 Index Futures Contract Listed on the NSE IFSC Limited to be Offered and Sold to Persons Located in the United States.

4/17/2019

Sunshine Act Meeting: April 23, 2019  //  Open PDF Version PDF Version

Open Commission Meeting: April 23, 2019; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Notice of Proposed Rulemaking Regarding Amendments to Commission Regulations on Certain Swap Data Repository and Swap Data Reporting Requirements; Notice of Proposed Rulemaking Regarding Amendments to Derivatives Clearing Organization General Provisions and Core Principles; Comparability Determination for the United Kingdom: Certain Requirements Applicable to Swap Dealers and Major Swap Participants under U.K. Law following a No-Deal Brexit; Final Rule Amending Commission Regulations to Conform to FAST Act Provisions on Privacy of Consumer Financial Information; and Certification of the NIFTY 50 Index Futures Contract Listed on the NSE IFSC Limited to be Offered and Sold to Persons Located in the United States.

See also:
Sunshine Act Meeting: April 23, 2019 ,  4/23/2019  //  Open PDF Version PDF Version

Changes In The Meeting: The meeting has been cancelled.

3/19/2019

Sunshine Act Meeting: March 25, 2019  //  Open PDF Version PDF Version

Open Commission Meeting March 25, 2019; Matters to be Considered: The Commodity Futures Trading Commission will hold this meeting to consider the following matters: Amendment to the Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions; Final Rule Regarding the De Minimis Exception to the Swap Dealer Definition--Swaps Entered into by Insured Depository Institutions in Connection with Loans to Customers; Final Rule Regarding Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations; Brexit-Related Updates to Memoranda of Understanding and Related Side Letters with the United Kingdom Financial Conduct Authority; and Interim Final Rule Regarding Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants in Light of Brexit.

3/7/2019

Sunshine Act Meeting: March 7, 2019  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.

See also:
Sunshine Act Meeting: March 7, 2019 ,  3/1/2019  //  Open PDF Version PDF Version

Open Commission Meeting March 7, 2019; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Amendment to the Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; National Futures Association (``NFA'') Proposal to Amend Certain NFA Compliance Rules and Interpretive Notices to Incorporate Swaps; Notice of Revised Registration Form 7-R; Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions; and System of Records Notices for CFTC Privacy Act Systems CFTC-12 (NFA Applications Suite), CFTC-45 (Comments Online), and CFTC-53 (Contact Lists).

3/1/2019

Sunshine Act Meeting: March 7, 2019  //  Open PDF Version PDF Version

Open Commission Meeting March 7, 2019; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Amendment to the Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; National Futures Association (``NFA'') Proposal to Amend Certain NFA Compliance Rules and Interpretive Notices to Incorporate Swaps; Notice of Revised Registration Form 7-R; Final Rule Amending Regulations on Segregation of Assets Held as Collateral in Uncleared Swap Transactions; and System of Records Notices for CFTC Privacy Act Systems CFTC-12 (NFA Applications Suite), CFTC-45 (Comments Online), and CFTC-53 (Contact Lists).

See also:
Sunshine Act Meeting: March 7, 2019 ,  3/7/2019  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been cancelled.