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Sunshine Act Announcements

Date
Sunshine Act Announcements
6/12/2024

Sunshine Act Meetings: June 14, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting June14, 2024; Matters to be Considered: Enforcement matters.  CHANGES IN THE MEETING: The time of the meeting has changed.

See also:
Sunshine Act Meeting: June 14, 2024 ,  6/10/2024  //  Open PDF Version PDF Version

Closed Commission Meeting June14, 2024; Matters to be Considered: Enforcement matters.

6/10/2024

Sunshine Act Meeting: June 14, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting June14, 2024; Matters to be Considered: Enforcement matters.

See also:
Sunshine Act Meetings: June 14, 2024 ,  6/12/2024  //  Open PDF Version PDF Version

Closed Commission Meeting June14, 2024; Matters to be Considered: Enforcement matters.  CHANGES IN THE MEETING: The time of the meeting has changed.

5/8/2024

Sunshine Act Meetings: May 10, 2024  //  Open PDF Version PDF Version

Open Commission Meeting May 10, 2024; Matters to be Considered: Proposed Rule regarding Event Contracts.

5/8/2024

Sunshine Act Meetings: May 10, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting May 10, 2024; Matters to be Considered: Enforcement matters.

4/26/2024

Sunshine Act Meetings: May 3, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting May 3, 2024; Matters to be Considered: Enforcement matters.

4/25/2024

Sunshine Act Meetings: April 29, 2024  //  Open PDF Version PDF Version

Open Commission Meeting April 29, 2024; Matters to be Considered: Final Rule: Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants; and Final Rule: Adopting Amendments to the Large Trader Reporting Rules for Futures and Options.

3/29/2024

Sunshine Act Meetings: April 5, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting April 5, 2024; Matters to be Considered: Enforcement matters.

3/1/2024

Sunshine Act Meetings: March 8, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting March 8, 2024; Matters to be Considered: Enforcement and examination matters.

2/20/2024

Sunshine Act Meetings: February 28, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting February 28, 2024; Matters to be Considered: Matters relating to the selection of a candidate to serve as the Inspector General of the Commission.

2/13/2024

Sunshine Act Meetings: February 15, 2024  //  Open PDF Version PDF Version

Open Commission Meeting February 15, 2024; Matters to be Considered: Proposed Rule: Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions;  Proposed Rule: Foreign Boards of Trade; Proposed Rule: Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants; Application of Taiwan Futures Exchange Corporation for an Exemption from Registration as a DCO; and ICE NGX Petition for Amended DCO Registration Order.

2/8/2024

Sunshine Act Meetings: February 9, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting February 9, 2024; Matters to be Considered: Enforcement and examination matters.  CHANGES IN THE MEETING: The time of the meeting has changed.

See also:
Sunshine Act Meetings: February 9, 2024 ,  2/2/2024  //  Open PDF Version PDF Version

Closed Commission Meeting February 9, 2024; Matters to be Considered: Enforcement and examination matters.

2/2/2024

Sunshine Act Meetings: February 9, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting February 9, 2024; Matters to be Considered: Enforcement and examination matters.

See also:
Sunshine Act Meetings: February 9, 2024 ,  2/8/2024  //  Open PDF Version PDF Version

Closed Commission Meeting February 9, 2024; Matters to be Considered: Enforcement and examination matters.  CHANGES IN THE MEETING: The time of the meeting has changed.

1/17/2024

Sunshine Act Meetings: January 22, 2024  //  Open PDF Version PDF Version

Open Commission Meeting January 22, 2024; Matters to be Considered:  Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority;  LCH SA Request for Exemption from Regulation 1.49(d)(3) to Hold Customer Funds at the Banque de France; and Proposed Rule: Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions.

1/5/2024

Sunshine Act Meetings: January 12, 2024  //  Open PDF Version PDF Version

Closed Commission Meeting January 12, 2024; Matters to be Considered: Enforcement matters.