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Sunshine Act Announcements

Date
Sunshine Act Announcements
5/17/2023

Sunshine Act Meetings: May 24, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: May 24, 2023; Examinations and enforcement matters.

4/11/2023

Sunshine Act Meetings: April 19, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: April 19, 2023; Enforcement matters.

3/28/2023

Sunshine Act Meeting: March 24, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 24, 2023; Matters relating to the Commission’s retention of outside counsel.

3/17/2023

Sunshine Act Meeting: March 21, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

See also:
Sunshine Act Meetings: March 21, 2023 ,  3/15/2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

3/15/2023

Sunshine Act Meetings: March 21, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

See also:
Sunshine Act Meeting: March 21, 2023 ,  3/17/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

2/17/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/10/2023  //  Open PDF Version PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

2/14/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/8/2023  //  Open PDF Version PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

2/10/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/17/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

2/8/2023

Sunshine Act Meetings: February 15, 2023  //  Open PDF Version PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

See also:
Sunshine Act Meetings: February 15, 2023 ,  2/14/2023  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.