Sunshine Act Announcements
Date
Sunshine Act Announcements
10/25/2024
Sunshine Act Meetings: October 29, 2024
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Open Commission Meeting October 29, 2024; Matters to be Considered: Final Rule--Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Final Rule--Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations; Final Rule--Derivatives Clearing Organizations Recovery and Orderly Wind-down Plans; Information for Resolution Planning; Commission Fall 2024 Unified Agenda Submission; and CFTC Executive and Supervisor Compensation Structures.
9/20/2024
89 FR 77110
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PDF Version
Closed Commission Meeting: September 27, 2024; Matters to be Considered: Enforcement matters.
7/5/2024
89 FR 55591
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PDF Version
Closed Commission Meeting July 12, 2024; Matters to be Considered: Enforcement matters.
6/21/2024
Sunshine Act Meetings: June 24, 2024
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Open Commission Meeting June 24,, 2024; Matters to be Considered: Order Granting Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan; Order Granting Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico; Order Granting Conditional Substituted Compliance in Connection with Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority; and Order Granting Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union. Application of ForecastEx LLC for Registration as a Derivatives Clearing Organization. Application of ForecastEx LLC for Registration as a Designated Contract Market.
4/25/2024
Sunshine Act Meetings: April 29, 2024
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Open Commission Meeting April 29, 2024; Matters to be Considered: Final Rule: Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants; and Final Rule: Adopting Amendments to the Large Trader Reporting Rules for Futures and Options.
2/13/2024
Sunshine Act Meetings: February 15, 2024
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Open Commission Meeting February 15, 2024; Matters to be Considered: Proposed Rule: Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions; Proposed Rule: Foreign Boards of Trade; Proposed Rule: Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants; Application of Taiwan Futures Exchange Corporation for an Exemption from Registration as a DCO; and ICE NGX Petition for Amended DCO Registration Order.
1/17/2024
Sunshine Act Meetings: January 22, 2024
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PDF Version
Open Commission Meeting January 22, 2024; Matters to be Considered: Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on behalf of Nonbank Swap Dealers subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority; LCH SA Request for Exemption from Regulation 1.49(d)(3) to Hold Customer Funds at the Banque de France; and Proposed Rule: Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions.
