Sunshine Act Announcements

Sunshine Act Meetings: September 29, 2023  //   PDF Version

Closed Commission Meeting September 29, 2023; Matters to be Considered: Enforcement matters.

Sunshine Act Meetings: September 22, 2023  //   PDF Version

Closed Commission Meeting September 22, 2023; Matters to be Considered: Enforcement matters.

Sunshine Act Meetings: September 8, 2023  //   PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: September 8, 2023 ,  9/1/2023  //   PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meeting: September 15, 2023  //   PDF Version

Closed Commission Meeting September 15, 2023; Matters to be Considered: Enforcement matters.

Sunshine Act Meetings: September 8, 2023  //   PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: September 8, 2023 ,  9/12/2023  //   PDF Version

Closed Commission Meeting September 8, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meeting: August 25, 2023  //   PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: August 25, 2023 ,  8/18/2023  //   PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: August 25, 2023  //   PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meeting: August 25, 2023 ,  8/29/2023  //   PDF Version

Closed Commission Meeting August 25, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: August 11, 2023  //   PDF Version

Closed Commission Meeting August 11, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: July 28, 2023  //   PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: July 28, 2023 ,  7/21/2023  //   PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: July 26, 2023  //   PDF Version

Open Commission Meeting July 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Final Rule: Reporting and Information Requirements for Derivatives Clearing Organizations; Proposed Rule: Swap Confirmation Requirements for Swap Execution Facilities; Proposed Rule: Amendments to Provisions Common to Registered Entities; and Proposed Rule: Amendments to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Seeded Funds and Money Market Funds).

Sunshine Act Meetings: July 28, 2023  //   PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: July 28, 2023 ,  8/2/2023  //   PDF Version

Closed Commission Meeting July 28, 2023; Matters to be Considered: Enforcement Matters.  CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: July 14, 2023  //   PDF Version

Closed Commission Meeting July 14, 2023; Matters to be Considered: Enforcement Matters.

Sunshine Act Meetings: June 30, 2023  //   PDF Version

Closed Commission Meeting June 30, 2023: Matters to be Considered: Enforcement matters. CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: June 30, 2023 ,  6/23/2023  //   PDF Version

Closed Commission Meeting: June 30, 2023; Enforcement matters.

Sunshine Act Meetings: June 26, 2023  //   PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: June 26, 2023 ,  6/22/2023  //   PDF Version

Open Commission Meeting June 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the commencement of a 90-day review, pursuant to CFTC Regulation 40.11(c), of KalshiEX, LLC congressional control contracts.

Sunshine Act Meetings: June 30, 2023  //   PDF Version

Closed Commission Meeting: June 30, 2023; Enforcement matters.

Sunshine Act Meetings: June 30, 2023 ,  6/30/2023  //   PDF Version

Closed Commission Meeting June 30, 2023: Matters to be Considered: Enforcement matters. CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: June 26, 2023  //   PDF Version

Open Commission Meeting June 26, 2023; Matters to be Considered: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the commencement of a 90-day review, pursuant to CFTC Regulation 40.11(c), of KalshiEX, LLC congressional control contracts.

Sunshine Act Meetings: June 26, 2023 ,  6/28/2023  //   PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: June 7, 2023  //   PDF Version

Open Commission Meeting June 7, 2023; Matters to be Considered: Final Rule: Governance Requirements for Derivatives Clearing Organizations;  Proposed Rule: Derivatives Clearing Organizations Recovery and Orderly Wind-down Plans;  Proposed Rule: Amendments to Part 17 Large Trader Reporting Requirements;  Proposed Order/Request for Comments: European Union Non-Bank Swap Dealer Capital Comparability Determination; and Amendment to DCO Order of Registration: Cboe Clear Digital, LLC.

Sunshine Act Meetings: May 24, 2023  //   PDF Version

Closed Commission Meeting: May 24, 2023; Examinations and enforcement matters.

Sunshine Act Meetings: April 19, 2023  //   PDF Version

Closed Commission Meeting: April 19, 2023; Enforcement matters.

Sunshine Act Meeting: March 24, 2023  //   PDF Version

Closed Commission Meeting: March 24, 2023; Matters relating to the Commission’s retention of outside counsel.

Sunshine Act Meeting: March 21, 2023  //   PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

Sunshine Act Meetings: March 21, 2023 ,  3/15/2023  //   PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

Sunshine Act Meetings: March 21, 2023  //   PDF Version

Closed Commission Meeting: March 21, 2023; Examinations and enforcement matters.

Sunshine Act Meeting: March 21, 2023 ,  3/17/2023  //   PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 12:30 p.m. EDT.

Sunshine Act Meetings: February 15, 2023  //   PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: February 15, 2023 ,  2/10/2023  //   PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

Sunshine Act Meetings: February 15, 2023  //   PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.

Sunshine Act Meetings: February 15, 2023 ,  2/8/2023  //   PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

Sunshine Act Meetings: February 15, 2023  //   PDF Version

Open Commission Meeting February 15, 2023; Matters to be Considered: Advance Notice of Proposed Rulemaking (ANPRM) on Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; and Order Designating the Unique Product Identifier and Product Classification System to be Used in Recordkeeping and Swap Data Reporting.

Sunshine Act Meetings: February 15, 2023 ,  2/17/2023  //   PDF Version

CHANGES IN THE MEETING: The meeting has been canceled.

Sunshine Act Meetings: February 15, 2023  //   PDF Version

Closed Commission Meeting: February 15, 2023; Enforcement matters.

Sunshine Act Meetings: February 15, 2023 ,  2/14/2023  //   PDF Version

CHANGES IN THE MEETING: The place of the meeting has changed. This meeting will now take place virtually. The meeting time and date, Closed status, and matters to be considered, as previously announced, remain unchanged.