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Sunshine Act Announcements

Date
Sunshine Act Announcements
6/23/2020

Sunshine Act Meetings: June 25, 2020  //  Open PDF Version PDF Version

Open Commission Meeting June 25, 2020; Matters to be Considered: Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule); Final Rule: Exemption from the Swap Clearing Requirement for Certain Affiliated Entities--Alternative Compliance Frameworks for Anti-Evasionary Measures (Inter-Affiliate Exemption 50.52); Final Rule: Post-Trade Name Give-Up on Swap Execution Facilities; Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Phase VI Compliance Date Extension); Proposed Rule: Electronic Trading Risk Principles; and Withdrawal of Regulation AT.

6/2/2020

Sunshine Act Meetings: June 4, 2020  //  Open PDF Version PDF Version

Open Commission Meeting June 4, 2020; Matters to be Considered:  Final Rule: Amendments to Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications.

5/28/2020

Sunshine Act Meetings: June 4, 2020  //  Open PDF Version PDF Version

Closed Commission Meeting June 4, 2020; Enforcement and adjudicatory matters.

5/27/2020

Sunshine Act Meetings: May 28, 2020  //  Open PDF Version PDF Version

Open Commission Meeting May 28, 2020; Matters to be Considered:  The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters: Proposed Rule: Amendments to Regulation 3.10(c)(3)-- Providing an Exemption from Registration for Foreign Persons Acting as Commodity Pool Operators on Behalf of Offshore Commodity Pools; and Interim Final Rule: Amendments to Regulation 23.161-- Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic.

4/27/2020

Sunshine Act Meetings: May 4, 2020  //  Open PDF Version PDF Version

Closed Commission Meeting May 4, 2020; Enforcement matters.

4/10/2020

Sunshine Act Meetings: April 14, 2020  //  Open PDF Version PDF Version

Open Commission Meeting April 14, 2020; Matters to be Considered:  The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters:  Proposed Rule: Amendments to Part 190 Bankruptcy Regulations; Proposed Rule: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR; Proposed Rule: Amendments to Part 50 Clearing Requirements for Central Banks, Sovereigns, IFIs, Bank Holding Companies, and CDFIs; Final Rule: Amendments to Part 23 Margin Requirements for the European Stability Mechanism; Final Rule: Amendments to Part 160 Consumer Financial Information Privacy Regulation; and Administration of Commission Rulemaking Comment Periods.

See also:
Sunshine Act Meetngs: April 14, 2020 ,  4/10/2020  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 2:00 p.m. EDT.

4/10/2020

Sunshine Act Meetngs: April 14, 2020  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The time of the meeting has changed. This meeting will now start at 2:00 p.m. EDT.

See also:
Sunshine Act Meetings: April 14, 2020 ,  4/10/2020  //  Open PDF Version PDF Version

Open Commission Meeting April 14, 2020; Matters to be Considered:  The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') will hold this meeting to consider the following matters:  Proposed Rule: Amendments to Part 190 Bankruptcy Regulations; Proposed Rule: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR; Proposed Rule: Amendments to Part 50 Clearing Requirements for Central Banks, Sovereigns, IFIs, Bank Holding Companies, and CDFIs; Final Rule: Amendments to Part 23 Margin Requirements for the European Stability Mechanism; Final Rule: Amendments to Part 160 Consumer Financial Information Privacy Regulation; and Administration of Commission Rulemaking Comment Periods.

4/7/2020

Sunshine Act Meeting: April 14, 2020  //  Open PDF Version PDF Version

Closed Commission Meeting April 14, 2020; Enforcement matters.

3/19/2020

Sunshine Act Meeting: March 19, 2020  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled

See also:
Sunshine Act Meeting: March 19, 2020 ,  3/17/2020  //  Open PDF Version PDF Version

Open Commission Meeting March 19, 2020; Matters to be Considered:  Final Rule: Amendment to Regulation 23.161--Compliance Schedule Extension for Initial Margin Requirements for Uncleared Swaps; Proposed Rule: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR; Final Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets; and  Other Commission business.

3/17/2020

Sunshine Act Meeting: March 19, 2020  //  Open PDF Version PDF Version

Open Commission Meeting March 19, 2020; Matters to be Considered:  Final Rule: Amendment to Regulation 23.161--Compliance Schedule Extension for Initial Margin Requirements for Uncleared Swaps; Proposed Rule: Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR; Final Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets; and  Other Commission business.

See also:
Sunshine Act Meeting: March 19, 2020 ,  3/19/2020  //  Open PDF Version PDF Version

CHANGES IN THE MEETING: The meeting has been canceled

3/12/2020

Sunshine Act Meeting: March 19, 2020  //  Open PDF Version PDF Version

Closed Commission Meeting March 19, 2020; Examinations and enforcement matters.

2/18/2020

Sunshine Act Meeting: February 20, 2020  //  Open PDF Version PDF Version

Open Commission Meeting February 20, 2020; Matters to be Considered:  Proposed Rule: Amendments to the Real-Time Public Reporting Requirements (Part 43); Proposed Rule: Amendments to the Swap Data Recordkeeping and Reporting Requirements (Part 45); and Reopening of Comment Period: Certain Swap Data Repository and Data Reporting Requirements (Part 49 Verification).

2/5/2020

Sunshine Act Meeting: February 12, 2020  //  Open PDF Version PDF Version

Closed Commission Meeting February 12, 2020;  Matters to be Considered: Enforcement matters.

1/27/2020

Sunshine Act Meeting: January 30, 2020  //  Open PDF Version PDF Version

Open Commission Meeting January 30, 2020; Matters to be Considered: Proposed Rule: Position Limits for Derivatives; and Proposed Rule: Amendments to Codify No-Action Relief in Swap Execution Facility and Real-Time Reporting Requirements.