Public Information Collection Requirements
Date
Public Information Collection Requirements
12/27/2022
87 FR 79286
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
Open Date:
12/27/2022
Closing Date:
2/27/2023
11/17/2022
87 FR 69013
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0076: Requirements for Derivatives Clearing Organizations
Open Date:
11/17/2022
Closing Date:
1/16/2023
11/7/2022
87 FR 67022
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission
Open Date:
11/7/2022
Closing Date:
1/6/2023
10/25/2022
87 FR 64455
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/25/2022
Closing Date:
11/25/2022
10/24/2022
87 FR 64206
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/24/2022
Closing Date:
11/23/2022
10/24/2022
87 FR 64207
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/24/2022
Closing Date:
11/23/2022
10/24/2022
87 FR 64208
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/24/2022
Closing Date:
11/23/2022
10/24/2022
87 FR 64205
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements
Open Date:
10/24/2022
Closing Date:
12/23/2022
10/21/2022
87 FR 64018
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0055, Privacy of Consumer Financial Information
Open Date:
10/21/2022
Closing Date:
12/20/2022
10/18/2022
87 FR 63051
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0023, Registration Under the Commodity Exchange Act
Open Date:
10/18/2022
Closing Date:
12/19/2022
10/5/2022
87 FR 60382
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
10/5/2022
Closing Date:
11/4/2022
9/29/2022
87 FR 59064
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PDF Version
Agency Information Collection Activities under OMB Review
Open Date:
9/29/2022
Closing Date:
10/31/2022
9/21/2022
87 FR 57681
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/21/2022
Closing Date:
10/21/2022
9/21/2022
87 FR 57682
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/21/2022
Closing Date:
10/21/2022
9/2/2022
87 FR 54200
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
9/2/2022
Closing Date:
10/3/2022
8/19/2022
87 FR 51065
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PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0088: Swap Documentation
Open Date:
8/19/2022
Closing Date:
10/18/2022
8/18/2022
87 FR 50849
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap
Open Date:
8/18/2022
Closing Date:
10/17/2022
8/18/2022
87 FR 50850
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives
Open Date:
8/18/2022
Closing Date:
10/17/2022
8/5/2022
87 FR 48001
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0111, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants--Cross-Border Application of the Margin Requirements
Open Date:
8/5/2022
Closing Date:
10/4/2022
7/28/2022
87 FR 45303
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/28/2022
Closing Date:
8/29/2022
7/27/2022
87 FR 45086
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/27/2022
Closing Date:
8/26/2022
7/27/2022
87 FR 45087
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/27/2022
Closing Date:
8/26/2022
7/22/2022
87 FR 43797
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Part 162--Protection of Consumer Information Under the Fair Credit Reporting Act
Open Date:
7/22/2022
Closing Date:
9/20/2022
7/13/2022
87 FR 41674
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PDF Version
Agency Information Collection Activities; Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade
Open Date:
7/13/2022
Closing Date:
9/12/2022
7/12/2022
87 FR 41293
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038–0017, Market Surveys
Open Date:
7/12/2022
Closing Date:
9/12/2022
7/7/2022
87 FR 40510
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/7/2022
Closing Date:
8/8/2022
7/1/2022
87 FR 39505
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/1/2022
Closing Date:
8/1/2022
7/1/2022
87 FR 39501
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038–0031, Procurement Contracts
Open Date:
7/1/2022
Closing Date:
8/30/2022
7/1/2022
87 FR 39506
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/1/2022
Closing Date:
8/1/2022
7/1/2022
87 FR 39504
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/1/2022
Closing Date:
8/1/2022
7/1/2022
87 FR 39503
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/1/2022
Closing Date:
8/1/2022
7/1/2022
87 FR 39502
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
7/1/2022
Closing Date:
8/1/2022
6/24/2022
87 FR 37839
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PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0096 (Swap Data Recordkeeping and Reporting Requirements) and Collection 3038-0070 (Real-Time Public Reporting)
Open Date:
6/24/2022
Closing Date:
8/23/2022
5/25/2022
87 FR 31862
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0078: Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers
Open Date:
5/25/2022
Closing Date:
7/25/2022
5/25/2022
87 FR 31863
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures
Open Date:
5/25/2022
Closing Date:
7/25/2022
5/23/2022
87 FR 31217
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PDF Version
Agency Information Collection Activities Notice of Intent To Renew Collection 3038-0061: Daily Trade and Supporting Data Reports
Open Date:
5/23/2022
Closing Date:
7/22/2022
5/17/2022
87 FR 29855
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PDF Version
Agency Information Collection Activities: Notice of Intent To Request a New Collection: Qualification Information for Candidates to Advisory Committees and Subcommittees
Open Date:
5/17/2022
Closing Date:
7/18/2022
4/29/2022
87 FR 25468
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024: Regulations and Forms Pertaining to the Financial Integrity of the Marketplace
Open Date:
4/29/2022
Closing Date:
6/28/2022
4/28/2022
87 FR 25228
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0052: Core Principles & Other Requirements for DCMs
Open Date:
4/28/2022
Closing Date:
6/27/2022
4/27/2022
87 FR 24972
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
4/27/2022
Closing Date:
5/27/2022
4/27/2022
87 FR 24973
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
4/27/2022
Closing Date:
5/27/2022
4/27/2022
87 FR 24974
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
4/27/2022
Closing Date:
5/27/2022
4/26/2022
87 FR 24533
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PDF Version
Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Open Date:
4/26/2022
Closing Date:
6/27/2022
4/26/2022
87 FR 24534
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0089: Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
Open Date:
4/26/2022
Closing Date:
6/27/2022
4/26/2022
87 FR 24535
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080: Annual Report for Chief Compliance Officer of Registrants
Open Date:
4/26/2022
Closing Date:
6/27/2022
3/31/2022
87 FR 18771
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0084: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Open Date:
3/31/2022
Closing Date:
5/2/2022
2/23/2022
87 FR 10175
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PDF Version
Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068, 3038-0083, and 3038-0088: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Open Date:
2/23/2022
Closing Date:
4/25/2022
2/22/2022
87 FR 9582
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0094: Clearing Member Risk Management
Open Date:
2/22/2022
Closing Date:
4/25/2022
2/22/2022
87 FR 9583
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0075: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
Open Date:
2/22/2022
Closing Date:
4/25/2022
1/31/2022
87 FR 4870
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/31/2022
Closing Date:
3/2/2022
1/28/2022
87 FR 4568
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PDF Version
Agency Information Collection Activities Under OMB Review
Open Date:
1/28/2022
Closing Date:
2/28/2022
1/28/2022
87 FR 4567
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PDF Version
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0084: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
Open Date:
1/28/2022
Closing Date:
3/29/2022
