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Public Information Collection Requirements

Date
Public Information Collection Requirements
11/20/2019

84 FR 64050  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0025, Practice by Former Members and Employees of the Commission

Open Date: 11/20/2019
Closing Date: 1/21/2020
11/19/2019

84 FR 63861  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limit

Open Date: 11/19/2019
Closing Date: 1/21/2020
10/31/2019

84 FR 58375  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/31/2019
Closing Date: 12/2/2019
10/29/2019

84 FR 57850  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/29/2019
Closing Date: 11/29/2019
10/29/2019

84 FR 57851  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/29/2019
Closing Date: 11/29/2019
9/30/2019

84 FR 51522  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/30/2019
Closing Date: 10/30/2019
9/27/2019

84 FR 51147  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/27/2019
Closing Date: 10/28/2019
9/27/2019

84 FR 51148  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/27/2019
Closing Date: 10/28/2019
9/26/2019

84 FR 50819  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 9/26/2019
Closing Date: 10/28/2019
9/25/2019

84 FR 50413  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements

Open Date: 9/25/2019
Closing Date: 11/25/2019
8/23/2019

84 FR 44288  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts

Open Date: 8/23/2019
Closing Date: 9/23/2019
8/22/2019

84 FR 43795  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0085: Rule 50.50 End-User Notification of Non-Cleared Swap

Open Date: 8/22/2019
Closing Date: 10/21/2019
8/22/2019

84 FR 43796  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0102: Clearing Exemption for Certain Swaps Entered Into by Cooperatives

Open Date: 8/22/2019
Closing Date: 10/21/2019
8/21/2019

84 FR 43589  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise and Extend Collection 3038-0111: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants; Comparability Determinations With Margin Requirements

Open Date: 8/21/2019
Closing Date: 10/21/2019
7/26/2019

84 FR 36086  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0067, Protection of Consumer Information Under the Fair Credit Reporting Act

Open Date: 7/26/2019
Closing Date: 9/24/2019
7/24/2019

84 FR 35606  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0107, Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery

Open Date: 7/24/2019
Closing Date: 9/23/2019
7/23/2019

84 FR 35376  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys

Open Date: 7/23/2019
Closing Date: 9/23/2019
7/22/2019

84 FR 35102  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0099, Process for a Swap Execution Facility or Designated Contract Market To Make a Swap Available To Trade

Open Date: 7/22/2019
Closing Date: 9/20/2019
7/2/2019

84 FR 31578  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/2/2019
Closing Date: 8/1/2019
7/2/2019

84 FR 31579  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 7/2/2019
Closing Date: 8/1/2019
7/1/2019

84 FR 31307  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/1/2019
Closing Date: 7/31/2019
6/27/2019

84 FR 30699  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/27/2019
Closing Date: 7/29/2019
6/27/2019

84 FR 30700  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/27/2019
Closing Date: 7/29/2019
6/27/2019

84 FR 30698  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions

Open Date: 6/27/2019
Closing Date: 7/29/2019
6/26/2019

84 FR 30094  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/26/2019
Closing Date: 7/26/2019
6/26/2019

84 FR 30096  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/26/2019
Closing Date: 7/26/2019
6/26/2019

84 FR 30093  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Open Date: 6/26/2019
Closing Date: 7/26/2019
6/20/2019

84 FR 28789  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/20/2019
Closing Date: 7/22/2019
6/20/2019

84 FR 28790  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/20/2019
Closing Date: 7/22/2019
6/19/2019

84 FR 28510  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 6/19/2019
Closing Date: 7/19/2019
6/19/2019

84 FR 28511  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 6/19/2019
Closing Date: 7/19/2019
6/14/2019

84 FR 27770  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts

Open Date: 6/14/2019
Closing Date: 8/13/2019
5/1/2019

84 FR 18521  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068 and 3038-0083: Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 5/1/2019
Closing Date: 7/1/2019
4/22/2019

84 FR 16662  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0104: Clearing Exemption for Swaps Between Certain Affiliated Entities

Open Date: 4/22/2019
Closing Date: 6/21/2019
4/22/2019

84 FR 16663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0012, Futures Volume, Open Interest, Price, Deliveries and Purchases/Sales of Futures for Commodities or for Derivatives Positions

Open Date: 4/22/2019
Closing Date: 6/21/2019
4/15/2019

84 FR 15190  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/15/2019
Closing Date: 5/15/2019
4/15/2019

84 FR 15191  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants

Open Date: 4/15/2019
Closing Date: 6/14/2019
4/12/2019

84 FR 14921  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Numbers 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 4/12/2019
Closing Date: 6/11/2019
4/12/2019

84 FR 14922  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Open Date: 4/12/2019
Closing Date: 6/11/2019
4/10/2019

84 FR 14350  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection Number 3038-0084, Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

Open Date: 4/10/2019
Closing Date: 6/10/2019
4/9/2019

84 FR 14097  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports

Open Date: 4/9/2019
Closing Date: 6/10/2019
4/9/2019

84 FR 14098  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Open Date: 4/9/2019
Closing Date: 6/10/2019
4/9/2019

84 FR 14099  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace

Open Date: 4/9/2019
Closing Date: 6/10/2019
4/3/2019

84 FR 13008  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets

Open Date: 4/3/2019
Closing Date: 6/3/2019
4/1/2019

84 FR 12233  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/1/2019
Closing Date: 5/1/2019
4/1/2019

84 FR 12232  //  Open PDF Version PDF Version

Agency Information Collection Activities Notice of Intent to Renew Collection 3038-0061: Daily Trade and Supporting Data Reports

Open Date: 4/1/2019
Closing Date: 5/31/2019
3/11/2019

84 FR 8696  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R

Open Date: 3/11/2019
Closing Date: 5/10/2019
2/27/2019

84 FR 6381  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/27/2019
Closing Date: 3/29/2019