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Public Information Collection Requirements

Date
Public Information Collection Requirements
12/24/2015

80 FR 80327  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Final Rule for Records of Commodity Interest and Related Cash or Forward Transactions

Open Date: 12/24/2015
Closing Date: 2/22/2016
12/23/2015

80 FR 79865  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 12/23/2015
Closing Date: 1/22/2016
12/15/2015

80 FR 77615  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0031, Procurement Contracts

Open Date: 12/15/2015
Closing Date: 2/16/2016
12/3/2015

80 FR 75663  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0061, Daily Trade and Supporting Data Reports

Open Date: 12/3/2015
Closing Date: 2/1/2016
11/30/2015

80 FR 74766  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0084, Regulations Establishing and
Governing the Duties of Swap Dealers and Major Swap Participants

Open Date: 11/30/2015
Closing Date: 1/29/2016
11/30/2015

80 FR 74768  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0087, Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Open Date: 11/30/2015
Closing Date: 1/29/2016
11/25/2015

80 FR 73731  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Numbers 3038-0068, 3038-0083, and 3038-0088, Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants

Open Date: 11/25/2015
Closing Date: 1/25/2016
11/25/2015

80 FR 73732  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0078, Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Open Date: 11/25/2015
Closing Date: 1/25/2016
11/12/2015

80 FR 69947  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0080, Annual Report for Chief Compliance Officer of Registrants

Open Date: 11/12/2015
Closing Date: 1/11/2016
11/12/2015

80 FR 69948  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0089, Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

Open Date: 11/12/2015
Closing Date: 1/11/2016
10/26/2015

80 FR 65217  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection: Clearing Member Risk Management

Open Date: 10/26/2015
Closing Date: 12/28/2015
10/22/2015

80 FR 63971  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/22/2015
Closing Date: 11/23/2015
10/20/2015

80 FR 63544  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/20/2015
Closing Date: 11/19/2015
10/19/2015

80 FR 63202  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/19/2015
Closing Date: 11/18/2015
10/19/2015

80 FR 63202  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 10/19/2015
Closing Date: 11/18/2015
10/15/2015

80 FR 62045  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection: Rules Relating to Review of National Futures
Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions

Open Date: 10/15/2015
Closing Date: 12/14/2015
8/27/2015

80 FR 52035  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/27/2015
Closing Date: 9/28/2015
8/27/2015

80 FR 52036  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/27/2015
Closing Date: 9/28/2015
8/7/2015

80 FR 47475  //  Open PDF Version PDF Version

Agency Information Collection Activities: Proposed Collection, Comment Request, Foreign Board of Trade Registration

Open Date: 8/7/2015
Closing Date: 10/6/2015
8/7/2015

80 FR 47476  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0085, Rule 50.50 End-User Notification of Non-Cleared Swaps

Open Date: 8/7/2015
Closing Date: 10/6/2015
8/7/2015

80 FR 47477  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements

Open Date: 8/7/2015
Closing Date: 10/6/2015
8/7/2015

80 FR 47478  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Renew Collection Number 3038-0079, Conflict of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Open Date: 8/7/2015
Closing Date: 10/6/2015
8/7/2015

80 FR 47479  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 8/7/2015
Closing Date: 9/8/2015
7/29/2015

80 FR 45204  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/29/2015
Closing Date: 8/28/2015
7/29/2015

80 FR 45205  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/29/2015
Closing Date: 8/28/2015
7/16/2015

80 FR 42091  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/16/2015
Closing Date: 8/17/2015
7/7/2015

80 FR 38670  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 7/7/2015
Closing Date: 8/6/2015
6/23/2015

80 FR 35938  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 6/23/2015
Closing Date: 7/23/2015
6/12/2015

80 FR 33490  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection Number 3038-0007, Regulation of Domestic Exchange-Traded Options

Open Date: 6/12/2015
Closing Date: 8/11/2015
6/12/2015

80 FR 33491  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection

Open Date: 6/12/2015
Closing Date: 8/11/2015
5/15/2015

80 FR 27930  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing

Open Date: 5/15/2015
Closing Date: 7/14/2015
5/13/2015

80 FR 27293  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Open Date: 5/13/2015
Closing Date: 7/13/2015
5/12/2015

80 FR 27152  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0021, Regulations Governing Bankruptcies of Commodity Brokers

Open Date: 5/12/2015
Closing Date: 7/13/2015
5/4/2015

80 FR 25280  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0009, Large Trader Reports

Open Date: 5/4/2015
Closing Date: 7/6/2015
4/29/2015

80 FR 23788  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0097, Process for Review of Swaps for Mandatory Clearing

Open Date: 4/29/2015
Closing Date: 6/29/2015
4/16/2015

80 FR 20474  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits

Open Date: 4/16/2015
Closing Date: 6/15/2015
4/1/2015

80 FR 17413  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 4/1/2015
Closing Date: 5/1/2015
3/31/2015

80 FR 17036  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/31/2015
Closing Date: 4/30/2015
3/30/2015

80 FR 16643  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/30/2015
Closing Date: 4/29/2015
3/25/2015

80 FR 15755  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 3/25/2015
Closing Date: 4/24/2015
2/19/2015

80 FR 8850  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 2/19/2015
Closing Date: 3/23/2015
1/28/2015

80 FR 4549  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0069, Information Management Requirements for Derivatives Clearing Organizations

Open Date: 1/28/2015
Closing Date: 3/30/2015
1/26/2015

80 FR 3955  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0076, Risk Management Requirements for
Derivatives Clearing Organizations

Open Date: 1/26/2015
Closing Date: 3/27/2015
1/26/2015

80 FR 3956  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0086, Swap Data Repositories; Registration and Regulatory Requirements

Open Date: 1/26/2015
Closing Date: 3/27/2015
1/23/2015

80 FR 3567  //  Open PDF Version PDF Version

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0072 Registration of Swap Dealers and Major Swap Participants

Open Date: 1/23/2015
Closing Date: 3/24/2015
1/6/2015

80 FR 492  //  Open PDF Version PDF Version

Agency Information Collection Activities Under OMB Review

Open Date: 1/6/2015
Closing Date: 2/5/2015