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Proposed Rules

Date
Proposed Rules
12/15/2022

87 FR 76698  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Reporting and Information Requirements for Derivatives Clearing Organizations

Closing Date: 2/13/2023
See also:
88 FR 53664 ,  8/8/2023  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Reporting and Information Requirements for Derivatives Clearing Organizations

9/1/2022

87 FR 53832  //  Open PDF Version PDF Version

Commodity Futures Trading Commission RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6083; File No. S7-22-22] RIN 3235–AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Closing Date: 10/11/2022
See also:
87 FR 5461 ,  9/7/2022  //  Open PDF Version PDF Version

Commodity Futures Trading Commission RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6083; File No. S7-22-22] RIN 3235–AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Correction

89 FR 17984 ,  3/12/2024  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Chapter I RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6546; File No. S7-22-22] RIN 3235-AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

8/11/2022

87 FR 49559  //  Open PDF Version PDF Version

17 CFR Part 39 Governance Requirements for Derivatives Clearing Organizations

Closing Date: 10/11/2022
See also:
88 FR 44675 ,  7/13/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Governance Requirements for Derivatives Clearing Organizations

5/31/2022

87 FR 32898  //  Open PDF Version PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates

SUMMARY: The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its interest rate swap clearing requirement regulations adopted under applicable provisions of the Commodity Exchange Act (CEA) in light of the global transition from reliance on certain interbank offered rates (IBORs) (e.g., the London Interbank Offered Rate (LIBOR)) that have been, or will be, discontinued as benchmark reference rates to alternative reference rates, which are predominantly overnight, nearly risk-free reference rates (RFRs). The proposed amendments would revise the set of interest rate swaps that are required to be submitted for clearing pursuant to the CEA and the Commission's regulations to a derivatives clearing organization (DCO) that is registered under the CEA (registered DCO) or a DCO that has been exempted from registration under the CEA (exempt DCO).

Closing Date: 6/30/2022
See also:
Request for Information and Comment 86 FR 88476 ,  11/23/2021  //  Open PDF Version PDF Version

17 CFR Part 50 Swap Clearing Requirement To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates

87 FR 52182 ,  8/24/2022  //  Open PDF Version PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates