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Orders and Other Announcements

Date
Orders and Other Announcements
12/26/2019

84 FR 71228  //  Open PDF Version PDF Version

17 CFR Ch. I Regulatory Flexibility Agenda

11/26/2019

84 FR 65133  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 12/18/2019
10/29/2019

84 FR 57831  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

See also:
85 FR 21339 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

10/28/2019

84 FR 57706  //  Open PDF Version PDF Version

Request for Nominations for the Subcommittee on Margin Requirements for Non-Cleared Swaps Under the Global Markets Advisory Committee

9/18/2019

84 FR 49098  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 10/10/2019
9/18/2019

84 FR 49071  //  Open PDF Version PDF Version

17 CFR Parts 3, 39, and 140 Exemption From Derivatives Clearing Organization Registration

See also:
83 FR 39923 ,  8/13/2018  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

84 FR 35456 ,  7/23/2019  //  Open PDF Version PDF Version

17 CFR Parts 3, 39 and 140 Exemption From Derivatives Clearing Organization Registration

86 FR 949 ,  1/7/2021  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

9/18/2019

84 FR 49072  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives
Clearing Organizations

See also:
84 FR 34819 ,  7/19/2019  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives
Clearing Organizations

85 FR 67160 ,  10/21/2020  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

9/9/2019

84 FR 47262  //  Open PDF Version PDF Version

Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations

9/9/2019

84 FR 47261  //  Open PDF Version PDF Version

Global Markets Advisory Committee; Meeting

Closing Date: 10/1/2019
8/26/2019

84 FR 44602  //  Open PDF Version PDF Version

Energy and Environmental Markets Advisory Committee

8/23/2019

84 FR 44288  //  Open PDF Version PDF Version

Market Risk Advisory Committee; Meeting

Closing Date: 9/16/2019
7/25/2019

84 FR 35847  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements; Extension of Comment Period

See also:
84 FR 21044 ,  5/13/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

84 FR 57831 ,  10/29/2019  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

85 FR 21339 ,  4/17/2020  //  Open PDF Version PDF Version

17 CFR Parts 23, 43, 45, and 49 Certain Swap Data Repository and Data Reporting Requirements

7/10/2019

84 FR 32888  //  Open PDF Version PDF Version

Request for Nominations for the Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee

7/5/2019

84 FR 32104  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

See also:
84 FR 22226 ,  5/16/2019  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

85 FR 4800 ,  1/27/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

85 FR 35805 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization General Provisions and Core Principles

5/24/2019

84 FR 24106  //  Open PDF Version PDF Version

Market Risk Advisory Committee; Meeting

Closing Date: 6/19/2019
4/3/2019

84 FR 12908  //  Open PDF Version PDF Version

17 CFR Chapter I Comparability Determination for Australia: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

4/1/2019

84 FR 12074  //  Open PDF Version PDF Version

17 CFR Chapter I Amendment to Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Monday, April 1, 2019
3/26/2019

84 FR 11288  //  Open PDF Version PDF Version

Agricultural Advisory Committee

Closing Date: 4/18/2019
3/14/2019

84 FR 9309  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Closing Date: 4/22/2019
3/11/2019

84 FR 8671  //  Open PDF Version PDF Version

Revised Registration Form 7-R

2/15/2019

84 FR 4449  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 4/3/2019
2/15/2019

84 FR 4449  //  Open PDF Version PDF Version

Agricultural Advisory Committee