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Orders and Other Announcements

Date
Orders and Other Announcements
12/15/2017

82 FR 59586  //  Open PDF Version PDF Version

Proposed Order and Request for Comment on Application for Exemption From Certain Provisions of the Commodity Exchange Act Regarding Investment of Customer Funds and From Certain Related Commission Regulations

Closing Date: 1/16/2018
12/13/2017

82 FR 58593  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 1/30/2018
10/31/2017

82 FR 50309  //  Open PDF Version PDF Version

17 CFR Part 1 Order Establishing a New De Minimis Threshold Phase-In Termination Date

10/18/2017

82 FR 48394  //  Open PDF Version PDF Version

17 CFR Chapter I Comparability Determination for the European Union: Margin
Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

10/4/2017

82 FR 46225  //  Open PDF Version PDF Version

Public Availability of Fiscal Year 2016 Service Contract Inventory

8/24/2017

82 FR 40382  //  Open PDF Version PDF Version

17 CFR Ch. I Regulatory Flexibility Agenda

6/13/2017

82 FR 27044  //  Open PDF Version PDF Version

Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap

6/1/2017

82 FR 25246  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 6/27/2017
5/24/2017

82 FR 23765  //  Open PDF Version PDF Version

Project KISS, Correction

In order to file Project KISS suggestions, please follow this link: https://comments.cftc.gov/KISS/KissInitiative.aspx

 

Closing Date: September 30, 2017


See also:
82 FR 21494 ,  5/9/2017  //  Open PDF Version PDF Version

Project KISS

In order to file Project KISS suggestions, please follow this link: https://comments.cftc.gov/KISS/KissInitiative.aspx

 

Closing Date: September 30, 2017

5/9/2017

82 FR 21494  //  Open PDF Version PDF Version

Project KISS

In order to file Project KISS suggestions, please follow this link: https://comments.cftc.gov/KISS/KissInitiative.aspx

 

Closing Date: September 30, 2017

See also:
82 FR 23765 ,  5/24/2017  //  Open PDF Version PDF Version

Project KISS, Correction

In order to file Project KISS suggestions, please follow this link: https://comments.cftc.gov/KISS/KissInitiative.aspx

 

Closing Date: September 30, 2017


4/28/2017

82 FR 19665  //  Open PDF Version PDF Version

Adoption of Revised Registration Form 8-R

4/24/2017

82 FR 18898  //  Open PDF Version PDF Version

Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations

Effective Date: Friday, June 23, 2017
3/28/2017

82 FR 15332  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 5/2/2017
3/16/2017

82 FR 13971  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 40 Capital Requirements of Swap Dealers and Major Swap Participants

See also:
81 FR 91252 ,  12/16/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

85 FR 57562 ,  9/15/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

1/26/2017

82 FR 8502  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

See also:
80 FR 78824 ,  12/17/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

81 FR 85334 ,  11/25/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading

85 FR 42755 ,  7/15/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 38, 40, and 170 Regulation Automated Trading; Withdrawal