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Orders and Other Announcements

Date
Orders and Other Announcements
12/27/2013

78 FR 78864  //  Open PDF Version PDF Version

Comparability Determination for Australia: Certain Entity-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78852  //  Open PDF Version PDF Version

Comparability Determination for Hong Kong: Certain Entity-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78910  //  Open PDF Version PDF Version

Comparability Determination for Japan: Certain Entity-Level  Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78890  //  Open PDF Version PDF Version

Comparability Determination for Japan: Certain Transaction-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78899  //  Open PDF Version PDF Version

Comparability Determination for Switzerland: Certain Entity-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78839  //  Open PDF Version PDF Version

Comparability Determination for Canada: Certain Entity-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78923  //  Open PDF Version PDF Version

Comparability Determination for the European Union: Certain Entity-Level Requirements

Effective Date: Friday, December 27, 2013
12/27/2013

78 FR 78878  //  Open PDF Version PDF Version

Comparability Determination for the European Union: Certain Transaction-Level Requirements

Effective Date: Friday, December 27, 2013
12/19/2013

78 FR 76787  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150 Position Limits for Derivatives

Effective Date: Thursday, December 19, 2013
See also:
78 FR 75680 ,  12/12/2013  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives

80 FR 10022 ,  2/25/2015  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

81 FR 38458 ,  6/13/2016  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 150 Position Limits for Derivatives: Certain Exemptions and Guidance

81 FR 96704 ,  12/30/2016  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 37, 38, 140, 150 and 151 Position Limits for Derivatives

11/13/2013

78 FR 67985  //  Open PDF Version PDF Version

17 CFR Part 170 Membership in a Registered Futures Association

See also:
78 FR 67078 ,  11/8/2013  //  Open PDF Version PDF Version

17 CFR Part 170 Membership in a Registered Futures Association

80 FR 55022 ,  9/14/2015  //  Open PDF Version PDF Version

17 CFR Part 170 Membership in a Registered Futures Association

10/1/2013

78 FR 60260  //  Open PDF Version PDF Version

Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations

Effective Date: Friday, September 27, 2013
9/12/2013

78 FR 56542  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

Closing Date: 12/11/2013
See also:
79 FR 4104 ,  1/24/2014  //  Open PDF Version PDF Version

17 CFR Chapter I Concept Release on Risk Controls and System Safeguards for Automated Trading Environments

8/27/2013

78 FR 52907  //  Open PDF Version PDF Version

Fees for Reviews of the Rule Enforcement Programs of Designated Contract Markets and Registered Futures Associations

Effective Date: Monday, October 28, 2013
8/23/2013

78 FR 52426  //  Open PDF Version PDF Version

17 CFR Part 1 Retail Commodity Transactions Under Commodity Exchange Act

Effective Date: Friday, August 23, 2013
See also:
76 FR 77670 ,  12/14/2011  //  Open PDF Version PDF Version

17 CFR Part 1 Retail Commodity Transactions Under Commodity Exchange Act

8/22/2013

78 FR 52166  //  Open PDF Version PDF Version

Quantitative Messaging Research

Closing Date: 10/21/2013
8/16/2013

78 FR 50040  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 9/6/2013
7/22/2013

78 FR 43785  //  Open PDF Version PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

Closing Date: 8/21/2013
See also:
78 FR 909 ,  1/7/2013  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

7/10/2013

78 FR 41384  //  Open PDF Version PDF Version

Agricultural Advisory Committee Meeting

Closing Date: 7/18/2013
6/28/2013

78 FR 38954  //  Open PDF Version PDF Version

Amended Order Designating the Provider of Legal Entity Identifiers to Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations

See also:
77 FR 53870 ,  9/4/2012  //  Open PDF Version PDF Version

Availability of a Legal Entity Identifier Meeting the Requirements of the Regulations of the Commodity Futures Trading
Commission and Designation of Provider of Legal Entity Identifiers To Be Used in the Recordkeeping and Swap Data Reporting

81 FR 47359 ,  7/21/2016  //  Open PDF Version PDF Version

Order Extending the Designation of the Provider of Legal Entity Identifiers To Be Used in Recordkeeping and Swap Data Reporting Pursuant to the Commission's Regulations

5/28/2013

78 FR 31890  //  Open PDF Version PDF Version

Antidisruptive Practices Authority

Effective Date: Tuesday, May 28, 2013
See also:
76 FR 14943 ,  3/18/2011  //  Open PDF Version PDF Version

Antidisruptive Practices Authority

4/29/2013

78 FR 25061  //  Open PDF Version PDF Version

Meeting of Technology Advisory Committee

4/12/2013

78 FR 21919  //  Open PDF Version PDF Version

Public Availability of Fiscal Year 2012 Service Contract Inventory