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Final Rules

Date
Final Rules
4/13/2021

86 FR 19324  //  Open PDF Version PDF Version

17 CFR Parts 1, 4, 41, and 190 Bankruptcy Regulations 

Effective Date: Thursday, May 13, 2021
See also:
85 FR 36000 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 4, 41, and 190 Bankruptcy Regulations

85 FR 60110 ,  9/24/2020  //  Open PDF Version PDF Version

17 CFR Part 190 Bankruptcy Regulations

2/11/2021

86 FR 8993  //  Open PDF Version PDF Version

17 CFR Part 36 Exemptions From Swap Trade Execution Requirement

Effective Date: Monday, March 15, 2021
2/11/2021

86 FR 9224  //  Open PDF Version PDF Version

17 CFR Part 37 Swap Execution Facilities

Effective Date: Wednesday, May 12, 2021
See also:
83 FR 61946 ,  11/30/2018  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

84 FR 3350 ,  2/12/2019  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

86 FR 9304 ,  2/12/2021  //  Open PDF Version PDF Version

17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement

2/2/2021

86 FR 7802  //  Open PDF Version PDF Version

17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation--2021

Effective Date: Tuesday, February 2, 2021
1/25/2021

86 FR 6850  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and
Major Swap Participants

Effective Date: Wednesday, February 24, 2021
See also:
85 FR 59470 ,  9/22/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

1/14/2021

86 FR 3236  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

Effective Date: Monday, March 15, 2021
See also:
85 FR 11596 ,  2/27/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

85 FR 22690 ,  4/23/2020  //  Open PDF Version PDF Version

17 CFR Chapter I Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic

1/11/2021

86 FR 2048  //  Open PDF Version PDF Version

17 CFR Part 38 Electronic Trading Risk Principles

Effective Date: Monday, January 11, 2021
See also:
85 FR 42761 ,  7/15/2020  //  Open PDF Version PDF Version

17 CFR Part 38 Electronic Trading Risk Principles

1/7/2021

86 FR 949  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

Effective Date: Monday, February 8, 2021
See also:
83 FR 39923 ,  8/13/2018  //  Open PDF Version PDF Version

17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration

84 FR 35456 ,  7/23/2019  //  Open PDF Version PDF Version

17 CFR Parts 3, 39 and 140 Exemption From Derivatives Clearing Organization Registration

84 FR 49071 ,  9/18/2019  //  Open PDF Version PDF Version

17 CFR Parts 3, 39, and 140 Exemption From Derivatives Clearing Organization Registration

1/5/2021

86 FR 229  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Thursday, February 4, 2021
See also:
85 FR 59702 ,  9/23/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

1/5/2021

86 FR 223  //  Open PDF Version PDF Version

17 CFR Part 23 Portfolio Reconciliation Requirements for Swap Dealers and Major
Swap Participants--Revision of ``Material Terms'' Definition

Open Date: 1/5/2021
Closing Date: 3/8/2021
Effective Date: Tuesday, January 5, 2021