84 FR 68787 // PDF Version
17 CFR Part 13 Public Rulemaking Procedures
84 FR 67343 // PDF Version
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications
84 FR 67355 // PDF Version
17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators (CPOs) and Commodity Trading Advisors: Family Offices and Exempt CPOs
84 FR 61974 // PDF Version
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-7; File no. S7-14-18] RIN 3235-AM10 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
Department of Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; Federal Reserve System 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE67; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 Extension of Comment Period for Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0029] RIN 1557-AE47; FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF 33; FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE88; COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72; SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-5; File no. S7-30-18] RIN 3235-AM43 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 44 [Docket ID OCC-2018-0029] RIN 1557-AE47; Federal Reserve System 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF33; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE88; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 [Release no. BHCA-6; File no. S7-30-18] RIN 3235-AM43 Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
Federal Reserve System 12 CFR Part 248 [Docket No. R-1643] RIN 7100-AF33 ; Federal Deposit Insurance Corporation 12 CFR Part 351 RIN 3064-AE88; Commodity Futures Trading Commission 17 CFR Part 75 RIN 3038-AE72; Securities and Exchange Commission 17 CFR Part 255 Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
84 FR 51005 // PDF Version
17 CFR Part 41 Position Limits and Position Accountability for Security Futures Products
84 FR 38115 // PDF Version
84 FR 35008 // PDF Version
84 FR 17341 // PDF Version
17 CFR Part 160 Privacy of Consumer Financial Information--Amendment To Conform Regulations to the Fixing America's Surface Transportation Act
84 FR 12882 // PDF Version
17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
84 FR 12894 // PDF Version
17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions
84 FR 12065 // PDF Version
17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant
84 FR 12450 // PDF Version
17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition--Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers
84 FR 3103 // PDF Version
17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation--2019
