78 FR 72476 // PDF Version
17 CFR Parts 39, 140, and 190 Derivatives Clearing Organizations and International Standards
78 FR 69178 // PDF Version
17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
78 FR 68506 // PDF Version
17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
17 CFR Part 30 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
17 CFR Part 1 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
17 CFR Parts 1, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
78 FR 66621 // PDF Version
17 CFR Parts 23 and 190 Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
78 FR 64173 // PDF Version
17 CFR Part 23 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
78 FR 52286 // PDF Version
17 CFR Part 50 Clearing Exemption for Certain Swaps Entered Into by Cooperatives
17 CFR Part 39 Clearing Exemption for Certain Swaps Entered Into by Cooperatives
78 FR 52308 // PDF Version
17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
78 FR 49663 // PDF Version
17 CFR Part 39 Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations
17 CFR Parts 39 and 140 Financial Resources Requirements for Derivatives Clearing Organizations
78 FR 47154 // PDF Version
17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities; Correction
17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities
Related Videos:
View Roundtable Video Part I
View Roundtable Video Part II
78 FR 45292 // PDF Version
17 CFR Chapter I Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations
17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations
17 CFR Chapter I Final Exemptive Order Regarding Compliance With Certain Swap Regulations
78 FR 43785 // PDF Version
17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations
78 FR 42436 // PDF Version
17 CFR Part 43 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Correction
17 CFR Part 43 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
78 FR 33476 // PDF Version
17 CFR Parts 36 and 37 Swap Execution Facility Requirements
78 FR 36606 // PDF Version
17 CFR Parts 37 and 38 Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act
17 CFR Parts 37 and 38 Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available To Trade
78 FR 32988 // PDF Version
17 CFR Part 38 Core Principles and Other Requirements for Designated Contract Markets; Correction
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets
Note:
78 FR 32866 // PDF Version
78 FR 23638 // PDF Version
Commodity Futures Trading Commission 17 CFR Part 162 Securities and Exchange Commission 17 CFR Part 248 Identity Theft Red Flags Rules
Commodity Futures Trading Commission 17 CFR Part 162 Securites and Exchange Commisison 17 CFR Part 248 Identity Theft Red Flags Rules
78 FR 22418 // PDF Version
17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 Reassignment of Commission Staff Responsibilities and Delegations of Authority
78 FR 21522 // PDF Version
17 CFR Part 140 Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization
78 FR 21749 // PDF Version
17 CFR Part 50 Clearing Exemption for Swaps Between Certain Affiliated Entities
17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities
78 FR 21045 // PDF Version
17 CFR Part 1 Adaptation of Regulations to Incorporate Swaps--Records of Transactions; Correction
17 CFR Part 1 Adaptation of Regulations To Incorporate Swaps--Records of Transactions
17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
78 FR 20788 // PDF Version
Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants17 CFR Parts 3 and 23
17 CFR Parts 3 and 23 Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants
78 FR 19670 // PDF Version
Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives
78 FR 19879 // PDF Version
Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act
78 FR 12933 // PDF Version
17 CFR Parts 10, 12 and 171 Proceedings Before the Commodity Futures Trading Commission
78 FR 1144 // PDF Version
17 CFR Parts 9, 12, and 171 Rules of Practice; Amendments to Delegations of Authority to the Office of General Counsel
78 FR 858 // PDF Version
