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Final Rules

Date
Final Rules
7/10/2020

85 FR 41346  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Open Date: 7/10/2020
Closing Date: 9/8/2020
Effective Date: Friday, July 10, 2020
See also:
84 FR 56950 ,  10/24/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 19878 ,  4/9/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41463 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

7/8/2020

85 FR 40877  //  Open PDF Version PDF Version

17 CFR Part 4  Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

Effective Date: Tuesday, September 8, 2020
See also:
83 FR 52902 ,  10/18/2018  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

84 FR 67343 ,  12/10/2019  //  Open PDF Version PDF Version

17 CFR Part 4 Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Registered Investment Companies, Business Development Companies, and Definition of Reporting Person

6/24/2020

85 FR 37734  //  Open PDF Version PDF Version

17 CFR Part 1 Retail Commodity Transactions Involving Certain Digital Assets

Effective Date: Wednesday, June 24, 2020
6/12/2020

85 FR 35805  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization General Provisions and Core Principles

Effective Date: Friday, June 12, 2020
See also:
84 FR 22226 ,  5/16/2019  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

84 FR 32104 ,  7/5/2019  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

85 FR 4800 ,  1/27/2020  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

5/18/2020

85 FR 29611  //  Open PDF Version PDF Version

17 CFR Part 160 Privacy of Consumer Financial Information

Effective Date: Wednesday, June 17, 2020
See also:
84 FR 60963 ,  11/12/2019  //  Open PDF Version PDF Version

17 CFR Part 160 Privacy of Consumer Financial Information

5/11/2020

85 FR 27674  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Wednesday, June 10, 2020
See also:
84 FR 56392 ,  10/22/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

4/9/2020

85 FR 19878  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Monday, May 11, 2020
See also:
84 FR 56950 ,  10/24/2019  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41346 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

85 FR 41463 ,  7/10/2020  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

3/18/2020

85 FR 15359  //  Open PDF Version PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

Effective Date: Wednesday, March 18, 2020
See also:
84 FR 32105 ,  7/5/2019  //  Open PDF Version PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

1/27/2020

85 FR 4800  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

Effective Date: Wednesday, February 26, 2020
See also:
84 FR 22226 ,  5/16/2019  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

84 FR 32104 ,  7/5/2019  //  Open PDF Version PDF Version

17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

85 FR 35805 ,  6/12/2020  //  Open PDF Version PDF Version

17 CFR Part 39 Derivatives Clearing Organization General Provisions and Core Principles

1/13/2020

85 FR 1747  //  Open PDF Version PDF Version

17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation--2020

Effective Date: Monday, January 13, 2020