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Final Rules

Date
Final Rules
11/26/2018

83 FR 60341  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Effective Date: Wednesday, December 26, 2018
See also:
83 FR 23842 ,  5/23/2018  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

11/13/2018

83 FR 56666  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

Effective Date: Tuesday, November 13, 2018
See also:
83 FR 27444 ,  6/12/2018  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition

8/27/2018

83 FR 43510  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

Effective Date: Wednesday, September 26, 2018
See also:
82 FR 21330 ,  5/8/2017  //  Open PDF Version PDF Version

17 CFR Part 3 Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

6/29/2018

83 FR 30533  //  Open PDF Version PDF Version

17 CFR Part 1 Adaptation of Regulations to Incorporate Swaps; Correction

Effective Date: Friday, June 29, 2018
See also:
77 FR 66288 ,  11/2/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 38, 41, 140, 145, 155, and 166 Adaptation of Regulations To Incorporate Swaps

6/12/2018

83 FR 27410  //  Open PDF Version PDF Version

17 CFR Part 49 Amendments to the Swap Data Access Provisions of Part 49 and Certain Other Matters

Effective Date: Monday, August 13, 2018
See also:
82 FR 8369 ,  1/25/2017  //  Open PDF Version PDF Version

17 CFR Part 49 Proposed Amendments To Swap Data Access Provisions and Certain Other Matters

3/6/2018

83 FR 9426  //  Open PDF Version PDF Version

17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties to Reflect Inflation--2018

Effective Date: Tuesday, March 6, 2018
2/23/2018

83 FR 7979  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 4, 5, 15, 18, 19, 23, 30, 38, 39, 41, 50, 150, 151, 155, and 166 Definitions

Open Date: 2/23/2018
Closing Date: 3/26/2018
Effective Date: Friday, February 23, 2018
1/12/2018

83 FR 1538  //  Open PDF Version PDF Version

17 CFR Parts 3 and 9 Technical Amendments to Rules on Registration and Review of
Exchange Disciplinary, Access Denial, or Other Adverse Actions

Effective Date: Tuesday, March 13, 2018