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Final Rules

Date
Final Rules
11/7/2024

89 FR 88594  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities

Effective Date: Monday, December 9, 2024
See also:
88 FR 61432 ,  9/6/2023  //  Open PDF Version PDF Version

17 CFR Parts 37, 38, and 40 Provisions Common to Registered Entities

9/26/2024

89 FR 78793  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 4, 30, 43, and 75 Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

Effective Date: Monday, November 25, 2024
See also:
88 FR 70852 ,  10/12/2023  //  Open PDF Version PDF Version

17 CFR Part 4 Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

9/4/2024

89 FR 71803  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 5, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 20, 23, 30, 31, 37, 41, 43, 45, 46, 49, 140, 142, 144, 145, 146, 147, 148, 149, 150, 155, 160, 162, 165, 170, and 171 Incorporation of Changes in the Commission's Administrative Structure, Remove Superfluous Verbiage, and Correct Inaccurate Text

Effective Date: Wednesday, September 4, 2024
8/15/2024

89 FR 66201  //  Open PDF Version PDF Version

17 CFR Part 48 Foreign Boards of Trade

Effective Date: Monday, September 16, 2024
See also:
89 FR 15083 ,  2/20/2024  //  Open PDF Version PDF Version

17 CFR Part 48 Foreign Boards of Trade

6/17/2024

89 FR 51208  //  Open PDF Version PDF Version

17 CFR Part 146 Privacy Act Regulations

Effective Date: Wednesday, July 17, 2024
6/3/2024

89 FR 47439  //  Open PDF Version PDF Version

17 CFR Part 17 Large Trader Reporting Requirements

Effective Date: Friday, August 2, 2024
See also:
88 FR 41522 ,  6/27/2023  //  Open PDF Version PDF Version

17 CFR Part 17 Large Trader Reporting Requirements

5/23/2024

89 FR 45569  //  Open PDF Version PDF Version

17 CFR Part 23 Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

Effective Date: Monday, June 24, 2024
See also:
89 FR 2554 ,  12/15/2023  //  Open PDF Version PDF Version

17 CFR Part 23 Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

5/1/2024

89 FR 34991  //  Open PDF Version PDF Version

17 CFR Parts 23 and 37 Swap Confirmation Requirements for Swap Execution Facilities

Effective Date: Friday, May 31, 2024
3/12/2024

89 FR 17984  //  Open PDF Version PDF Version

Commodity Futures Trading Commission 17 CFR Chapter I RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6546; File No. S7-22-22] RIN 3235-AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Effective Date: Wednesday, March 12, 2025
See also:
87 FR 53832 ,  9/1/2022  //  Open PDF Version PDF Version

Commodity Futures Trading Commission RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6083; File No. S7-22-22] RIN 3235–AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

87 FR 5461 ,  9/7/2022  //  Open PDF Version PDF Version

Commodity Futures Trading Commission RIN 3038-AF31 and Securities and Exchange Commission 17 CFR Parts 275 and 279 [Release No. IA-6083; File No. S7-22-22] RIN 3235–AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Correction

1/24/2024

89 FR 4542  //  Open PDF Version PDF Version

17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2024

Effective Date: Wednesday, January 24, 2024