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Final Rules

Date
Final Rules
4/25/2019

84 FR 17341  //  Open PDF Version PDF Version

17 CFR Part 160 Privacy of Consumer Financial Information--Amendment To Conform Regulations to the Fixing America's Surface Transportation Act

Effective Date: Tuesday, May 28, 2019
4/3/2019

84 FR 12882  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

Effective Date: Friday, May 3, 2019
See also:
83 FR 31078 ,  7/3/2018  //  Open PDF Version PDF Version

17 CFR Part 1 Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations

4/3/2019

84 FR 12894  //  Open PDF Version PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

Effective Date: Friday, May 3, 2019
See also:
83 FR 36484 ,  7/30/2018  //  Open PDF Version PDF Version

17 CFR Part 23 Segregation of Assets Held as Collateral in Uncleared Swap Transactions

4/1/2019

84 FR 12065  //  Open PDF Version PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participant

Open Date: 4/1/2019
Closing Date: 5/31/2019
Effective Date: Monday, April 1, 2019
4/1/2019

84 FR 12450  //  Open PDF Version PDF Version

17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition--Swaps Entered Into by Insured Depository Institutions in Connection With Loans to Customers

Effective Date: Monday, April 1, 2019
2/11/2019

84 FR 3103  //  Open PDF Version PDF Version

17 CFR Part 143 Annual Adjustment of Civil Monetary Penalties To Reflect Inflation--2019

Effective Date: Monday, February 11, 2019