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Comments for Proposed Rule 76 FR 13101

Proposed Rule  76 FR 13101  //  Open PDF Version PDF Version

17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions

Open Date: 3/10/2011
Closing Date: 4/11/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

76 FR 69334 ,  11/8/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

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 64 items in 7 pages
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
06/03/201176 FR 13101WilliamNavinThe Options Clearing Corporation
04/11/201176 FR 13101WilliamNavinThe Options Clearing Corporation
06/09/201176 FR 13101JamesCawleySwaps & Derivatives Market Association
06/06/201176 FR 13101JamesCawleySwaps & Derivatives Market Association
04/19/201176 FR 13101JamesCawleySwaps & Deriavitives Market Association (SDMA)
04/11/201176 FR 13101WarrenDavisSutherland Asbill & Brennan, on behalf of the Federal Home Loan Banks
06/03/201176 FR 13101ChrisKoppenhefferSDMA
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.