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Comments for Proposed Rule 76 FR 13101

Proposed Rule  76 FR 13101  //  Open PDF Version PDF Version

17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions

Open Date: 3/10/2011
Closing Date: 4/11/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

76 FR 69334 ,  11/8/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

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 63 items in 7 pages
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
07/14/201176 FR 25274Ex ParteCommunicationCHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/23/201176 FR 13101Ex ParteCommunicationCME
06/22/201176 FR 13101Ex ParteCommunicationNGX
06/15/201176 FR 25274ErnestEdselACM Capital Management
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York