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Comments for Proposed Rule 76 FR 13101

Proposed Rule  76 FR 13101  //  Open PDF Version PDF Version

17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions

Open Date: 3/10/2011
Closing Date: 4/11/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

76 FR 69334 ,  11/8/2011  //  Open PDF Version PDF Version

17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles

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 63 items in 7 pages
03/09/201176 FR 13101Ex ParteCommunicationBlackrock
03/11/201176 FR 13101Ex ParteCommunicationLCH.Clearnet Limited
03/23/201176 FR 13101Ex ParteCommunicationMarkit MarkitSERV
03/29/201176 FR 13101ChrisBarnard 
04/08/201176 FR 13101ChrisYoungISDA
04/08/201176 FR 13101BradMitchellMyself and my family.
04/11/201176 FR 13101WilliamNavinThe Options Clearing Corporation
04/11/201176 FR 13101ThomasSextonNational Futures Association
04/11/201176 FR 13101ChuckSavageKansas City Board of Trade Clearing Corporation
04/11/201176 FR 13101IonaLevineLCH.Clearnet Group Limited