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Comments for Proposed Rule 76 FR 11701

Proposed Rule  76 FR 11701  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

Open Date: 3/3/2011
Closing Date: 5/2/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 54355 ,  9/5/2012  //  Open PDF Version PDF Version

17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act

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 43 items in 5 pages
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
07/14/201176 FR 25274Ex ParteCommunicationCHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC
07/07/201176 FR 25274KennethFisherNoble Energy, Inc.
06/24/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/15/201176 FR 25274ErnestEdselACM Capital Management
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
06/13/201176 FR 25274HalScottCommittee on Capital Markets Regulation
06/13/201176 FR 25274TimothySelbyCommittee on Futures and Derivatives Regulation; Bar Association of the City of New York
06/10/201176 FR 11701JohnGidmanThe Association of Institutional INVESTORS
06/10/201176 FR 11701EdwardRosenFutures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce