Proposed Rule
76 FR 3698
//
PDF Version
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations; Correction
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
||||||
| 05/03/2013 | 76 FR 3698 | Kim | Taylor | CME Group Inc. | ||
| 04/26/2013 | 76 FR 3698 | Kevin | McClear | ICE Clear Credit LLC | ||
| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group | ||
| 09/12/2011 | 76 FR 3698 | Ex Parte | Communication | Natural Gas Exchange (NGX) | ||
| 09/12/2011 | 76 FR 3698 | Ex Parte | Communication | Natural Gas Exchange (NGX) | ||
| 08/23/2011 | 76 FR 3698 | Ex Parte | Communication | Ontario Securities Commission (OSC) | ||
| 07/14/2011 | 76 FR 25274 | Ex Parte | Communication | CHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC | ||
| 07/08/2011 | 76 FR 3698 | Wayne | Pestone | FX Alliance Inc. | ||
| 07/07/2011 | 76 FR 25274 | Kenneth | Fisher | Noble Energy, Inc. | ||
| 06/24/2011 | 76 FR 25274 | Hal | Scott | Committee on Capital Markets Regulation | ||