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Comments for Proposed Rule 76 FR 1214

Proposed Rule  76 FR 1214  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

 

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Open Date: 1/7/2011
Closing Date: 3/8/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

78 FR 33476 ,  6/4/2013  //  Open PDF Version PDF Version

17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

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 241 items in 25 pages
03/09/301176 FR 1214Ex ParteCommunicationMorgan Stanley
05/15/201376 FR 1214ShawnDorschClear Markets, Inc.
04/30/201376 FR 1214JamesCawleySwaps & Derivatives Market Association (SDMA)
04/12/201376 FR 1214DennisKelleherBetter Markets, Inc.
04/11/201376 FR 1214StephenMerkelWholesale Market Brokers’ Association, Americas (WMBAA)
04/05/201376 FR 1214ScottGarrettCongress of the United States
04/03/201376 FR 1214Ex ParteCommunicationTeraExchange
03/13/201376 FR 1214Ex ParteCommunicationWMBA
03/01/201376 FR 1214Ex ParteCommunicationPIMCO, SIFMA, Goldman Sachs, Vanguard
02/28/201376 FR 1214RajMahajanAllston Holdings, LLC