Proposed Rule
76 FR 1214
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PDF Version
17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities
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| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
||||||
| 03/09/3011 | 76 FR 1214 | Ex Parte | Communication | Morgan Stanley | ||
| 04/30/2013 | 76 FR 1214 | James | Cawley | Swaps & Derivatives Market Association (SDMA) | ||
| 04/12/2013 | 76 FR 1214 | Dennis | Kelleher | Better Markets, Inc. | ||
| 04/11/2013 | 76 FR 1214 | Stephen | Merkel | Wholesale Market Brokers’ Association, Americas (WMBAA) | ||
| 04/05/2013 | 76 FR 1214 | Scott | Garrett | Congress of the United States | ||
| 04/03/2013 | 76 FR 1214 | Ex Parte | Communication | TeraExchange | ||
| 03/13/2013 | 76 FR 1214 | Ex Parte | Communication | WMBA | ||
| 03/01/2013 | 76 FR 1214 | Ex Parte | Communication | PIMCO, SIFMA, Goldman Sachs, Vanguard | ||
| 02/28/2013 | 76 FR 1214 | Raj | Mahajan | Allston Holdings, LLC | ||
| 02/28/2013 | 76 FR 1214 | James | Cawley | Swaps and Derivatives Markets Association (SDMA) | ||