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Comments for Proposed Rule 76 FR 722

Proposed Rule  76 FR 722  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

Open Date: 1/6/2011
Closing Date: 3/7/2011
Extended Date: 6/3/2011
 
See also:
75 FR 63732 ,  10/18/2010  //  Open PDF Version PDF Version

17 CFR Parts 1, 37, 38, 39, and 40 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

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 1137 items in 114 pages
10/23/201276 FR 722UnknownUnknownCommodity Markets Council, FX Alliance Inc., ICAP plc, IMedge, LLC, IntercontinentalExchange, Inc., Javelin Capital Markets LLC, Thomson Reuters and Tradeweb Markets LLC
10/11/201275 FR 63732Ex ParteCommunicationR. Bryan Woodard (State Street Corp.)


other representatives of State Street Corp.


Graham Harper (Delta Strategies)
09/17/201275 FR 63732R.WoodardState Street Bank and Trust Company
07/19/201275 FR 63732Ex ParteCommunication"SEF Coalition," namely:


FX Alliance


ICE


Tradeweb


Latham & Watkins


Rich Feuer Anderson
06/08/201275 FR 63732Ex ParteCommunicationKatten Muchin Rosenman LLP
04/30/201276 FR 722UnknownUnknownCommodity Markets Council; FX Alliance Inc.; ICAP plc; IMedge, LLC; IntercontinentalExchange, Inc.; Javelin Capital Markets, LLC; Nodal Exchange, LLC; Thomson Reuters and Tradeweb Markets LLC
04/10/201275 FR 63732Ex ParteCommunicationTradeweb


Ogilvy
04/04/201275 FR 63732Ex ParteCommunicationKatten Muchin Rosenman LLP
02/09/201276 FR 25274Ex ParteCommunicationGoldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
01/23/201276 FR 722PatrickMcCartyICAP Americas