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Comments for Proposed Rule 75 FR 71391

Proposed Rule  75 FR 71391  //  Open PDF Version PDF Version

17 CFR Part 23 Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 20128 ,  4/3/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

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 811 items in 82 pages
11/19/201075 FR 71391StephenBartlett 
11/19/201075 FR 71391ElizabethPalmbergPh.D. 
11/20/201075 FR 71391ErnestJ.P.Muhly 
11/20/201075 FR 71391SorenAmbrose 
11/20/201075 FR 71391Alizawasserman 
11/21/201075 FR 71391RobertNorth 
11/21/201075 FR 71391AlisonHardie 
11/21/201075 FR 71391BrookJohnson 
11/22/201075 FR 71391ShaneJ.Oliver 
11/22/201075 FR 71391TristanQuinn-Thibodeau