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Comments for Proposed Rule 75 FR 71379

Proposed Rule  75 FR 71379  //  Open PDF Version PDF Version

17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 2613 ,  1/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 3590 ,  1/25/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 79 items in 8 pages
03/31/201175 FR 71379Ex ParteCommunicationWorking Group of Commercial Energy Firms
06/15/201176 FR 25274Ex ParteCommunicationWMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs
05/18/201175 FR 71379Ex ParteCommunicationWinton Capital
King Street
Tudor
DE Shaw
Serengeti
MFA
Delta Strategies
06/03/201176 FR 25274DouglasFriedmanTradeweb Markets LLC
05/05/201175 FR 71379TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
05/05/201175 FR 71379TheodoreParadiseThe Bank of Tokyo-Mitsubishi UFJ, Ltd. Mizuho Corporate Bank, Ltd. Sumitomo Mitsui Banking Corporation
06/10/201175 FR 71379JiriKrolThe Alternative Investment Management Association Ltd (AIMA)
12/28/201075 FR 71379JasonCoppingTaxpayer
01/24/201175 FR 71379WarrenDavisSutherland Asbill & Brennan LLP on behalf of The Federal Home Loan Banks
01/14/201175 FR 71379Ex ParteCommunicationSullivan and Cromwell, LLP