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Comments for Proposed Rule 75 FR 71379

Proposed Rule  75 FR 71379  //  Open PDF Version PDF Version

17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 2613 ,  1/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 3590 ,  1/25/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 80 items in 8 pages
12/07/201075 FR 71379StruppCory 
05/14/201175 FR 71379ChrisBarnard 
06/08/201175 FR 71379ChrisBarnard 
06/03/201176 FR 25274DianaPrestonABA and ABASA
06/15/201176 FR 25274ErnestEdselACM Capital Management
04/28/201175 FR 71379Ex ParteCommunicationAIMA
05/08/201275 FR 71379Ex ParteCommunicationAmCham EU
06/03/201176 FR 25274AndrewSotoAmerican Gas Association
01/18/201175 FR 71379TimothyCameronAsset Management Group, Securities Industry and Financial Markets Association
01/11/201175 FR 71379LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG