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Comments for Proposed Rule 75 FR 71379

Proposed Rule  75 FR 71379  //  Open PDF Version PDF Version

17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants

Open Date: 11/23/2010
Closing Date: 1/24/2011
Extended Date: 6/3/2011
 
See also:
76 FR 25274 ,  5/4/2011  //  Open PDF Version PDF Version

17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

77 FR 2613 ,  1/19/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 23, and 170 Registration of Swap Dealers and Major Swap Participants

77 FR 3590 ,  1/25/2012  //  Open PDF Version PDF Version

17 CFR Parts 3 and 23 Registration of Swap Dealers and Major Swap Participants; Correction

79 FR 41126 ,  7/15/2014  //  Open PDF Version PDF Version

17 CFR Part 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

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 79 items in 8 pages
12/02/201075 FR 71379LauraSchisgallSociete Generale (SG)
12/07/201075 FR 71379Ex ParteCommunicationManaged Funds Association
12/07/201075 FR 71379StruppCory 
12/28/201075 FR 71379JasonCoppingTaxpayer
01/10/201175 FR 71379SarahMillerInstitute of International Bankers
01/11/201175 FR 71379LannySchwartzBARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG
01/14/201175 FR 71379Ex ParteCommunicationBarclays Bank plc BNP Paribas S.A. Deutsche Bank AG Societe Generale The Royal Bank of Scotland Group plc UBS AG The Royal Bank of Canada Davis, Polk, and Wardwell, LLP
01/14/201175 FR 71379Ex ParteCommunicationBarclays Bank plc
BNP Paribas S.A.
Deutsche Bank AG
Societe Generale
The Royal Bank of Scotland Group plc
UBS AG
The Royal Bank of Canada
Davis, Polk, and Wardwell, LLP
01/14/201175 FR 71379Ex ParteCommunicationSullivan and Cromwell, LLP
01/14/201175 FR 71379Ex ParteCommunicationSullivan and Cromwell, LLP