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Comments for Proposed Rule 78 FR 68946

Proposed Rule  78 FR 68946  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

Open Date: 11/15/2013
Closing Date: 1/14/2014
Extended Date: 2/10/2014
 
See also:
79 FR 2394 ,  1/14/2014  //  Open PDF Version PDF Version

17 CFR Part 150 Aggregation of Positions

79 FR 30762 ,  5/29/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

79 FR 71973 ,  12/4/2014  //  Open PDF Version PDF Version

17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150 Position Limits for Derivatives and Aggregation of Positions

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 52 items in 6 pages
12/22/201479 FR 71973GregWhalleyCopperwood Asset Management LP
12/06/201479 FR 71973MarieEnglehart 
12/06/201479 FR 71973RickBowser 
09/22/201478 FR 68946Ex ParteCommunicationPrivate Equity Growth Capital Council (PEGCC)
07/03/201479 FR 30762SteveJudgePrivate Equity Growth Capital Council
06/29/201479 FR 30762RonaldPavlakJohn Q Public
06/26/201479 FR 30762RyanBarryNatural Gas Supply Association
06/17/201479 FR 30762DwightSandersSouthern Illinois University Carbondale University of Illinois at Urbana-Champaign
06/04/201479 FR 30762EricDela PenaMNHC HCS
05/30/201479 FR 30762EricDela PenaMHRC