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Comments for Industry Filing IF 13-005

Industry Filing  IF 13-005

Request Public Comment on Certification from trueEX, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps

The Commodity Futures Trading Commission (CFTC or Commission) is requesting public comment on a certification from trueEX, LLC (trueEX) to implement available-to-trade determinations for certain interest rate swap contracts.  trueEX submitted its available-to-trade determinations to the Commission on a self-certified basis pursuant to Commission regulations 37.10 and 40.6.  If trueEX’s submission is deemed certified by operation of Commission regulation 40.6, such swap contracts, whether listed or offered by trueEX or any other designated contract market (DCM) or swap execution facility (SEF), will be subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA).  All transactions involving swaps that are subject to the trade execution requirement generally must be executed on either a DCM or a SEF.  In addition, to the extent that such transactions are executed on a SEF, they must be executed in accordance with the execution methods prescribed by Commission regulation 37.9(a)(2).

Open Date: 10/22/2013
Closing Date: 11/21/2013
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01/07/2014IF 13-005ShawnBernardoWholesale Market Borkers' Association Americas (WMBA)
12/04/2013IF 13-005FranKencktrueEX LLC
12/04/2013IF 13-005FranKencktrueEX LLC
12/03/2013IF 13-005RichiePragerBlackRock
12/02/2013IF 13-005ThomasDeVitaMKP Capital Management, L.L.C.
12/02/2013IF 13-005WarrenDavisSutherland Asbill & Brennan LLP
12/02/2013IF 13-005LouisThorneFortress Liquid Markets
12/02/2013IF 13-005WilliamHinesAlphadyne Asset Management LLC
11/29/2013IF 13-005CarlWilkersonAmerican Council of Life Insurers (ACLI)
11/29/2013IF 13-005MarcusSchülerMarkit