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Comments for Industry Filing IF 13-004

Industry Filing  IF 13-004

Requesting Public Comment on Certification from Javelin SEF, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps

The Commodity Futures Trading Commission (CFTC or Commission) is requesting public comment on a certification from Javelin SEF, LLC (Javelin) to implement available-to-trade determinations for certain interest rate swap contracts.  Javelin submitted its available-to-trade determinations to the Commission on a self-certified basis pursuant to Commission regulations 37.10 and 40.6.  If Javelin’s submission is deemed certified by operation of Commission regulation 40.6, such swap contracts, whether listed or offered by Javelin or any other designated contract market (DCM) or swap execution facility (SEF), will be subject to the trade execution requirement under section 2(h)(8) of the Commodity Exchange Act (CEA).  All transactions involving swaps that are subject to the trade execution requirement generally must be executed on either a DCM or a SEF.  In addition, to the extent that such transactions are executed on a SEF, they must be executed in accordance with the execution methods prescribed by Commission regulation 37.9(a)(2).

Open Date: 10/18/2013
Closing Date: 11/19/2013
Extended Date: 12/2/2013
 
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 23 items in 3 pages
01/07/2014IF 13-004ShawnBernardoWholesale Market Borkers' Association Americas (WMBA)
12/20/2013IF 13-004ChristopherKlemRopes & Gray LLP
12/04/2013IF 13-004StuartKaswellManaged Funds Association
12/03/2013IF 13-004RichiePragerBlackRock
12/02/2013IF 13-004WilliamHinesAlphadyne Asset Management LLC
12/02/2013IF 13-004WarrenDavisSutherland Asbill & Brennan LLP on behalf of its client, the Federal Home Loan Banks.
12/02/2013IF 13-004WarrenDavisSutherland Asbill & Brennan LLP on behalf of its client, the Federal Home Loan Banks.
12/02/2013IF 13-004DavidSimsFortress
12/02/2013IF 13-004TimothyCameronSIFMA Asset Management Group
12/02/2013IF 13-004BorisLibermanAQR Capital Management, LLC