|Date Received||Release||First Name||Last Name||Organization||Edit|
|03/09/3011||75 FR 76139||Ex Parte||Communication||Morgan Stanley|
|03/13/2013||77 FR 1182||Ex Parte||Communication||DTCC|
|01/15/2013||77 FR 15460||Ex Parte||Communication||ICE|
|09/07/2012||77 FR 15460||Ex Parte||Communication||AQR Capital Management, LLC|
Brevan Howard, Inc.
Convexity Capital Management
D.E. Shaw & Co.
Eton Park Capital Management, LP
HBK Capital Management
King Street Capital Management, LP
|06/18/2012||77 FR 15460||Clifford||Lewis||Currenex, Inc.|
|06/13/2012||77 FR 15460||Walt||Lukken||Futures Industry Association Principal Traders Group (FIA PTG)|
|06/13/2012||77 FR 15460||Todd||Creek||ICAP Energy LLC|
|06/06/2012||77 FR 15460||Ex Parte||Communication||Managed Funds Association|
Citadel Investment Group
King Street Capital Management
|06/04/2012||77 FR 15460||Ex Parte||Communication||Parity Energy discussed the following aspects of the FNPRM:|
- Requested a separate swap category for swaps that are economically related to crude oil options because transactions in such options are typically larger in scale and fewer in number than those in fixed price energy instruments;
- Requested that the final rule to clarify that any natural gas swap with optionality be subject to the minimum block size proposed in Appendix F of the FNPRM for natural gas options rather than the minimum block size for natural gas swaps;
- Recommended setting a separate initial minimum block size for crude oil options at 1,000 contracts, consistent with CME’s minimum block size for Light Sweet Crude Oil options transactions.
|05/22/2012||77 FR 15460||Michael||Sharp||Jefferies & Company, Inc.|