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Comments for Proposed Rule 77 FR 11345

Proposed Rule  77 FR 11345  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

Open Date: 2/24/2012
Closing Date: 4/24/2012
 
See also:
78 FR 52308 ,  8/22/2013  //  Open PDF Version PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

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 68 items in 7 pages
03/26/201277 FR 11345ChrisBarnard 
04/23/201277 FR 11345LeslieHawley 
04/24/201277 FR 11345StevenJoenkAXA Equitable Funds Management Group, LLC
04/13/201277 FR 11345RandalKaltenmarkBarnes & Thornburg LLP
04/24/201277 FR 11345DavidGitlinBlank Rome
04/20/201277 FR 11345MichaelLyonsBuchanan Ingersoll Rooney PC
04/24/201277 FR 11345ThomasLloydCampbell & Company
04/24/201277 FR 11345Mary JoanHoeneCarter Ledyard & Milburn LLP
04/23/201277 FR 11345LairdPendletonCCC Alliance
04/17/201277 FR 11345JoshuaKanterChicago Financial, Inc.