Proposed Rule
77 FR 11345
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PDF Version
17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 11/29/2012 | 77 FR 11345 | Karrie | McMillan | Investment Company Institute (ICI) | ||
| 08/09/2012 | 77 FR 11345 | Ex Parte | Communication | Investment Company Institute (ICI) | ||
| 07/17/2012 | 77 FR 11345 | Stuart | Kaswell | Managed Funds Association (MFA) | ||
| 05/30/2012 | 77 FR 11345 | Kenneth | Berman | Committee on Investment Management Regulation of the New York City Bard Association | ||
| 05/21/2012 | 77 FR 11345 | Karrie | McMillian | Investment Company Institute (ICI) | ||
| 05/04/2012 | 77 FR 11345 | Kyle | Gilster | Husch Blackwell | ||
| 04/26/2012 | 77 FR 11345 | Edwin | Laurenson | McDermott Will & Emery LLP | ||
| 04/25/2012 | 77 FR 11345 | Debra | Stetter | Schiff Hardin LLP | ||
| 04/25/2012 | 77 FR 11345 | John | Grady | Steben & Company, Inc. | ||
| 04/24/2012 | 77 FR 11345 | John | Zerr | Invesco Advisers, Inc. | ||