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Comments for General CFTC CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions

General CFTC  CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions  //  Open PDF Version PDF Version

Staff of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) intend to hold a joint public roundtable to discuss proposed definitions required under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).

Open Date: 6/9/2011
Closing Date: 7/9/2011
 
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Date ReceivedRelease First NameLast NameOrganizationEdit
06/14/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsStevenWaltonBOK Financial Corporation
06/16/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsDavidNagelIndependent voter
06/16/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsRonaldFillerNew York Law School
06/27/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsMilton Sr.NewberryIndividual
06/29/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsLarrySmithIndividual
06/29/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsLarrySmithIndividual
07/07/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsLarrySmithIndividual
07/08/2011CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant DefinitionsTimothyCameronAsset Management Group, Securities Industry and Financial Markets Association