Comments for General CFTC CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions
General CFTC
CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions
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Staff of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) intend to hold a joint public roundtable to discuss proposed definitions required under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
Open Date:
6/9/2011
Closing Date:
7/9/2011
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| Date Received | Release | First Name | Last Name | Organization | Edit |
|---|---|---|---|---|---|
| 06/14/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Steven | Walton | BOK Financial Corporation | |
| 06/16/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | David | Nagel | Independent voter | |
| 06/16/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Ronald | Filler | New York Law School | |
| 06/27/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Milton Sr. | Newberry | Individual | |
| 06/29/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
| 06/29/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
| 07/07/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Larry | Smith | Individual | |
| 07/08/2011 | CFTC and SEC Staff Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions | Timothy | Cameron | Asset Management Group, Securities Industry and Financial Markets Association |
