Proposed Rule
76 FR 29818
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PDF Version
Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap
Agreement Recordkeeping
Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Parts 230, 240 and 241 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
|
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| 05/10/2011 | 76 FR 29818 | Ex Parte | Communication | Sutherland | ||
| 05/11/2011 | 76 FR 29818 | Ex Parte | Communication | ISDA, Kalorama Partners | ||
| 05/11/2011 | 76 FR 29818 | Ex Parte | Communication | Gavilon | ||
| 05/18/2011 | 76 FR 29818 | Ex Parte | Communication | Evolution Markets Inc. (Evolution Markets) Ogilvy Government Relations (Ogilvy) | ||
| 05/26/2011 | 76 FR 29818 | Ex Parte | Communication | The Loan Syndications and Trading Association (LSTA) Loan Market Association (LMA) Goldman Sachs International (Goldman Sachs) Richards Kibbe & Orbe (Richards Kibbe) WilmerHale | ||
| 05/26/2011 | 76 FR 29818 | David | Lucking | Allen & Overy LLP | ||
| 06/03/2011 | 76 FR 29818 | Robert | Reilley | Shell Energy North America | ||
| 06/06/2011 | 76 FR 29818 | Ex Parte | Communication | Allen & Overy | ||
| 06/10/2011 | 76 FR 29818 | Unknown | Unknown | Futures Industry Association; Institute of International Bankers; International Swaps and Derivatives Association; Investment Company Institute; Securities Industry and Financial Markets Association; U.S. Chamber of Commerce | ||
| 06/14/2011 | 76 FR 29818 | Ex Parte | Communication | Just Energy Sutherland | ||