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Comments for Proposed Rule 76 FR 27802

Proposed Rule  76 FR 27802  //  Open PDF Version PDF Version

17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

Open Date: 5/12/2011
Closing Date: 7/11/2011
 
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 82 items in 9 pages
05/14/201376 FR 27802Ex ParteCommunicationSobba Public, LLC


Virtu Financial
03/27/201376 FR 27802JosephBrownMBIA Insurance Corporation
02/20/201376 FR 27802Ex ParteCommunicationNewedge
02/19/201376 FR 27802MarcyCohenING Capital Markets LLC (INGCM)
01/02/201376 FR 27802WilliamDunawayINTL FCStone, Inc.
11/20/201276 FR 27802Ex ParteCommunicationINTL Handley
11/13/201276 FR 27802JosephD'AuriaJefferies & Company, Inc.
10/17/201276 FR 27802Ex ParteCommunicationBank of America Merrill Lynch
10/01/201276 FR 27802AnthonyMansfieldHess Corporation and Hess Energy Trading Company LLC
09/18/201276 FR 27802Ex ParteCommunicationNoble Americas Corp.