Orders and Other Announcements
Date
Orders and Other Announcements
10/15/2024
89 FR 83378
//
PDF Version
17 CFR Part 38 Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts
See also:
88 FR 89410
,
12/27/2023
//
PDF Version
Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts; Request for Comment
7/18/2024
89 FR 58470
//
PDF Version
17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan, by the United Kingdom Prudential Regulation Authority, by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico, and Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union; Final Rule
7/18/2024
89 FR 58535
//
PDF Version
17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority
7/18/2024
89 FR 58505
//
PDF Version
17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico
7/18/2024
89 FR 58572
//
PDF Version
17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union
4/25/2024
89 FR 31669
//
PDF Version
17 CFR Parts 37 and 38 Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions
2/29/2024
89 FR 14790
//
PDF Version
17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period
See also:
88 FR 90046
,
12/28/2023
//
PDF Version
17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements
2/26/2024
89 FR 14007
//
PDF Version
17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants
See also:
89 FR 4706
,
12/18/2023
//
PDF Version
17 CFR Parts 1 and 23 Operational
Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major
Swap Participants
2/6/2024
89 FR 8111
//
PDF Version
17 CFR Part 39 Protection of Clearing Member Funds Held by Derivatives Clearing Organizations
See also:
89 FR 286
,
12/18/2023
//
PDF Version
17 CFR Part 39 Protection of Clearing Member Funds Held by
Derivatives Clearing Organizations
1/24/2024
89 FR 8026
//
PDF Version
17 CFR Chapter I Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority