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Orders and Other Announcements

Date
Orders and Other Announcements
11/8/2024

89 FR 88740  //  Open PDF Version PDF Version

Global Markets Advisory Committee; Correction

See also:
89 FR 85175 ,  10/25/2024  //  Open PDF Version PDF Version

Global Markets Advisory Committee

11/5/2024

89 FR 87861  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 12/17/2024
10/25/2024

89 FR 85175  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Closing Date: 11/26/2024
See also:
89 FR 88740 ,  11/8/2024  //  Open PDF Version PDF Version

Global Markets Advisory Committee; Correction

10/15/2024

89 FR 83378  //  Open PDF Version PDF Version

17 CFR Part 38 Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts

See also:
88 FR 89410 ,  12/27/2023  //  Open PDF Version PDF Version

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts; Request for Comment

9/5/2024

89 FR 72382  //  Open PDF Version PDF Version

Renewal of the Technology Advisory Committee

8/20/2024

89 FR 67424  //  Open PDF Version PDF Version

Renewal of the Global Markets Advisory Committee

8/16/2024

89 FR 66898  //  Open PDF Version PDF Version

17 CFR Ch. I Regulatory Flexibility Agenda

8/6/2024

89 FR 63917  //  Open PDF Version PDF Version

Renewal of the Agricultural Advisory Committee

7/18/2024

89 FR 58470  //  Open PDF Version PDF Version

17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan, by the United Kingdom Prudential Regulation Authority, by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico, and Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union; Final Rule

7/18/2024

89 FR 58535  //  Open PDF Version PDF Version

17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the United Kingdom Prudential Regulation Authority

7/18/2024

89 FR 58505  //  Open PDF Version PDF Version

17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealer Subject to Regulation by the Mexican Comision Nacional Bancaria y de Valores and Banco de Mexico

7/18/2024

89 FR 58572  //  Open PDF Version PDF Version

17 CFR Chapter I Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Domiciled in the French Republic and Federal Republic of Germany and Subject to Regulation in the European Union

7/5/2024

89 FR 55528  //  Open PDF Version PDF Version

17 CFR Part 40 Event Contracts; Extension of comment period

See also:
89 FR 48968 ,  5/10/2024  //  Open PDF Version PDF Version

17 CFR Part 40 Event Contracts

6/13/2024

89 FR 50280  //  Open PDF Version PDF Version

Public Availability of Fiscal Year 2022 Service Contract Inventory

5/20/2024

89 FR 43826  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Closing Date: 6/11/2024
4/25/2024

89 FR 31669  //  Open PDF Version PDF Version

17 CFR Parts 37 and 38 Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

4/18/2024

89 FR 27739  //  Open PDF Version PDF Version

Renewal of the Market Risk Advisory Committee

4/17/2024

89 FR 27421  //  Open PDF Version PDF Version

Technology Advisory Committee

Closing Date: 5/9/2024
3/20/2024

89 FR 19818  //  Open PDF Version PDF Version

Agricultural Advisory Committee

Closing Date: 4/18/2024
2/29/2024

89 FR 14790  //  Open PDF Version PDF Version

17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period

See also:
88 FR 90046 ,  12/28/2023  //  Open PDF Version PDF Version

17 CFR Parts 43 and 45 Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements

2/28/2024

89 FR 14637  //  Open PDF Version PDF Version

Market Risk Advisory Committee

Closing Date: 4/16/2024
2/26/2024

89 FR 14007  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

See also:
89 FR 4706 ,  12/18/2023  //  Open PDF Version PDF Version

17 CFR Parts 1 and 23 Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

2/16/2024

89 FR 12322  //  Open PDF Version PDF Version

Global Markets Advisory Committee

Closing Date: 3/13/2024
2/6/2024

89 FR 8111  //  Open PDF Version PDF Version

17 CFR Part 39 Protection of Clearing Member Funds Held by Derivatives Clearing Organizations

See also:
89 FR 286 ,  12/18/2023  //  Open PDF Version PDF Version

17 CFR Part 39 Protection of Clearing Member Funds Held by Derivatives Clearing Organizations

1/24/2024

89 FR 8026  //  Open PDF Version PDF Version

17 CFR Chapter I Notice of Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Submitted on Behalf of Nonbank Swap Dealers Subject to Capital and Financial Reporting Requirements of the United Kingdom and Regulated by the United Kingdom Prudential Regulation Authority

Closing Date: 3/24/2024