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Ex Parte Meeting for Proposed Rule 78 FR 909

  • Title:
    Discussion with Mizuho and SMBC

    Ex Parte No: 764
    Date: 1/11/2013

    Meeting Date:

    Friday, January 11, 2013

    CFTC Staff:

    Terry Arbit

    Carlene Kim

    Mark Fajfar


    Mizuho US

    Sumitomo Mitsui Banking Corporation (SMBC)

    External Attendees:

    Scott Diamond (Sumitomo Mitsui Banking Corporation)

    Martin Fineberg (Mizuho US)

    Christopher Tizzano (Mizuho US)

    Additional Information:

    Discussion of the cross-border application of the aggregation requirement relating to the de minimis exception from the swap dealer definition.

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