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Ex Parte Meeting for Proposed Rule 75 FR 80638

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  • Title:
    Meeting w/ Trade Fund Associations

    Ex Parte No: 683
    Date: 2/10/2011

    Meeting Date:

    Thursday, February 10, 2011

    CFTC Staff:

    Scott O'Malia


    Chris Iacovella


    Adrianne Joves


    Caroline Pham

    Organization(s):

    Winston & Strawn LLP


    United Technologies


    U.S. Steel & Carnegie Pension Fund


    NISA Investment Advisors


    Skadden, Arps


    American Benefits Council


    Committee on Investment of Employee Benefit Assets (CIEBA)

    External Attendees:

    Peter Malyshev


    Charles Vanvleet


    Kent Mason


    Sharon Cassidy


    James Harshaw


    William Donovan


    Mark Young


    Ken Porter


    Bella Sanevich

    Additional Information:

    Participants discussed business conduct standards as applied to dealing with pension funds and ERISA regulated funds and issues related to real time reporting and SEF's.

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