Ex Parte Meeting for Proposed Rule 75 FR 80638
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Title:
Meeting with SIFMA
Ex Parte No:
350
Date:
7/6/2011
Meeting Date:
Wednesday, July 6, 2011
CFTC Staff:
Phyllis Cela
Peter Sanchez
Ted Kneller
Organization(s):
Securities Industry and Financial Markets Association (“SIFMA”)
Goldman Sachs
Morgan Stanley
External Attendees:
Joanne Rutkowski (SEC)
Cindy Oh (SEC)
Ed Rosen (Cleary Gottlieb)
Brick Susko (Cleary Gottlieb)
David Taub (McDermott Will & Emery)
John Vitha (Goldman Sachs)
Alan Wilmit (Goldman Sachs)
Richard Ostrander (Morgan Stanley)
Craig Griffith (SIFMA)
Lisa Bleier (SIFMA)
Colin Lloyd (Cleary Gottlieb)
Additional Information:
The external attendees further discussed their views on the proposed External Business Conduct Standards rules expressed in the SIFMA/ISDA February 17 comment letter.
