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Ex Parte Meeting for Proposed Rule 76 FR 8068

  • Title:
    Call with Convexity Capital Management

    Ex Parte No: 180
    Date: 5/12/2011

    Meeting Date:

    Thursday, May 12, 2011

    CFTC Staff:

    Carl Kennedy
    Daniel S. Konar II

    Organization(s):

    Convexity Capital Management

    External Attendees:

    David Bartels (SEC)
    Sarah ten Siethoff (SEC)
    Christopher Arnold (SEC)
    David Miles (Convexity)
    Deb Coleman (Convexity)
    Steve McSweeney (Convexity)
    Mike Prado (Convexity)
    Peter Van Amson (Convexity)
    Egan Cammack (Convexity)
    Marta van Dam (Convexity)

    Additional Information:

    Convexity Capital Management identified particular questions in the jointly adopted sections of Form PF that may present difficulties.  Convexity explained how these questions, as proposed, may fail to capture or may incorrectly capture information about certain private funds.
     
    Convexity will follow this conversation with a comment letter.

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