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Ex Parte Meeting for Proposed Rule 85 FR 21516

  • Title:
    Call with SIFMA-AMG re part 43 proposal (block trades)

    Ex Parte No: 1646
    Date: 9/15/2020

    Meeting Date:

    Tuesday, September 15, 2020

    CFTC Staff:

    Commissioner Behnam

    David Gillers

    John Dunfee

    Organization(s):

    SIFMA-AMG

    Blackrock

    GSAM

    Metlife

    Vanguard

    Wellington

    KL Gates

    External Attendees:

    Samantha DeZur, Blackrock

    Michael Winnike, Blackrock

    Chris Dennis, Blackrock

    Prashina Gagoomal, GSAM

    Wendy Yun, GSAM

    Todd Lurie, Metlife

    Bill Thum, Vanguard

    Laura Martin, Wellington  

    Jason Silverstein, SIFMA AMG

    Andrew Ruggiero, SIFMA AMG

    Stephen Humenik, KL Gates

    Edgar Mkrtchian, KL Gates

    Additional Information:

    Discussion regarding part 43 proposal (block trades).

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