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Ex Parte Meeting for Proposed Rule 85 FR 952

  • Title:
    Nomura Cross Border & Capital Rule

    Ex Parte No: 1546
    Date: 6/10/2020

    Meeting Date:

    Wednesday, June 10, 2020

    CFTC Staff:

    Josh Sterling

    Tom Smith

    Amanda Olear

    Frank Fisanich 

    Rajal Patel

    Organization(s):

    Nomura

    External Attendees:

    Jim DeNaut, CEO

    Steve Aloupis, COO

    Eugene Chiulli, CFO

    Patrick McGarry, CRO

    Angie Karna, Managing Director

    Christy Schaffner, Executive Director

    Meghan Sullivan, Executive Director

    Randall Ross, Executive Director

    Samira Fazili, Executive Director

    Additional Information:

    Discussed SD Capital and Cross Border Rules

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