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Ex Parte Meeting for Proposed Rule 85 FR 952

  • Title:
    Meeting with SIFMA & IIB re: Cross-Border NPRM

    Ex Parte No: 1537
    Date: 5/27/2020

    Meeting Date:

    Wednesday, May 27, 2020

    CFTC Staff:

    Chairman Heath Tarbert

    Charlie Thornton

    Chelsea Pizzola

    Organization(s):

    SIFMA

    IIB

    Bank of America

    Morgan Stanley

    Deutsche Bank

    External Attendees:

    Rosario Chiarenza, Morgan Stanley

    Greg Todd, Bank of America

    Ira Wurcel, Deutsche Bank

    Ken Bentsen, SIFMA

    Kyle Brandon, SIFMA

    Briget Polichene, IIB

    Stephanie Webster, IIB

    Colin Lloyd, Partner, Cleary Gottleib Steen & Hamilton LLP

    Additional Information:

    Discussed suggested changes to proposed rule on cross-border application of swap dealer registration threshold and certain regulatory requirements. 

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