Comment Text:
Ex Parte Meeting for Proposed Rule 88 FR 2554
Title:
Meeting with SIFMA
Meeting Date:
Monday, February 5, 2024
CFTC Staff:
Thomas Smith
Joshua Beale
Maria Aguilar-Rocha
Andrew Pai
Organization(s):
SIFMA
External Attendees:
Kyle Brandon
Additional Information:
Discussed questions raised by SIFMA in preparation of their comment letter on the proposed rulemaking regarding the financial reporting for bank swap dealers, swap dealers and dual-registered firms, including the timeframe for filing, applicability of accounting standards utilized and the mechanics of filing certain required financial reports under the proposed rule.
