Comment Text:
Meeting with NFA, SEC, FINRA
Tuesday, March 01, 2011
Memo from
Konar II, Daniel S.
CFTC Staff :
Daniel S. Konar II
External Attendees :
Timothy McHenry, Director of Information Systems (NFA)
Dave Kammerer, Director of Information Systems (NFA)
Patricia Finnegan, Manager of Information Systems (NFA)
Andrea Torres, Senior Developer Information Systems (NFA)
Maria McHenry, Senior Manager, Compliance (NFA)
Tracey Hunt, Senior Manager, Compliance (NFA)
Vince Tabor, Manager, Information Systems (NFA)
David Bartels (SEC)
Keith Kanyan (SEC)
Susan Dominowski (FINRA)
Jerry Jerod (FINRA)
Additional Information :
The meeting participants discussed coordinating data formats for reporting by advisers registered with the CFTC and SEC.
